Advisor at Hicks & Associates Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Hicks & Associates Wealth Management, LLC
Location
Cary, NC 27511
Credentials
CFP®, Series 63
Industry experience
15 years
Based on Hicks & Associates Wealth Management, LLC
Flat fee for consulting services, amount varies by engagement; typically 50% upfront, balance upon completion; not to exceed $1,200 billed six or more months in advance
$0+: 0.30% +: up to 2.00%
$500/hour for consulting services
1145 Executive Circle, Suite C
Cary, NC 27511
North Carolina
Hicks & Associates WealthManagement, LLC
2022 - Present (4 years)
WealthShield Partners, LLC
2020 - 2022 (2 years)
Ameriprise Financial Services, inc
2020 - 2020 (1 year)
Edward Jones
2016 - 2020 (4 years)
METLIFE Investors Distribution Company
2013 - 2016 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Cary, NC
Eustace Advisors
Series 65
Morrisville, NC
gnrfunds LLC
Series 63, Series 65
Chapel Hill, NC
J. Pierre Masse
CFP®, Series 66
Chapel Hill, NC
Cardinal Wealth Partners, LLC
CFP®, Series 66
Fuquay Varina, NC
Red Oak Capital Advisors
Series 63, Series 65
Cary, NC
Artifex Advisory Group, Inc.
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