Advisor at Malcolm Capital Management LLC
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Firm
Malcolm Capital Management LLC
Location
Sioux Falls, SD
Credentials
Series 65, Series 66
Industry experience
16 years
Paul Malcolm is the principal of Malcolm Capital Management LLC and holds Series 65 and Series 66 licenses with 16 years of industry experience. His prior work includes roles at Westward Prospect Inc., Marathon Investment Programs, and currently Ballard Asphalt Paving and Maintenance, where he performs administrative and clerical duties. Malcolm Capital Management LLC is a small portfolio management firm offering discretionary separately managed accounts to individuals, trusts, investment companies, and pension plans. The firm employs active, tactical strategies using exchange-traded products, U.S. Treasury securities, and money market funds, including specialized instruments such as bitcoin ETPs and volatility futures.
$0+: 1.4% per annum for Tactical Asset Allocation strategy (0.35% per calendar quarter) $0+: 1.2% per annum for Tactical Income strategy (0.3% per calendar quarter)
Account minimum: $100,000
Sioux Falls, SD
South Dakota
Ballard Asphalt Paving and Maintenance, Inc.
2024 - Present (2 years)
Malcolm Capital Management LLC
2023 - Present (3 years)
Westward Inc
2020 - 2023 (3 years)
Marathon Investment Programs
2020 - 2023 (3 years)
Westward Prospect Inc.
2020 - 2020 (1 year)
Westward Prospect Inc.
2016 - 2020 (4 years)
WESTWARD PROSPECT INC. (formerly WILSHIRE CAPITAL ALLOCATION)
2011 - 2019 (8 years)
Marathon Investment Programs
2011 - 2020 (9 years)
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Insurance agent
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 65
Sioux Falls, SD
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