Advisor at The Broughton Investment Group, Inc.
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Firm
The Broughton Investment Group, Inc.
Location
Houston, TX 77098
Credentials
Series 63, Series 65
Industry experience
19 years
Paul Broughton Sr. is a financial advisor at The Broughton Investment Group, Inc. in Houston, TX, with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has been with the firm since 2012. Outside of his advisory role, Mr. Broughton provides financial bookkeeping for a marine supply business in which he holds a minority interest and owns a restaurant, Cantina Laredo, in Houston. The Broughton Investment Group offers investment and wealth management, financial planning, and educational services primarily to individuals, high-net-worth clients, small businesses, and professionals such as doctors, attorneys, and CPAs. The firm employs a fee-only, discretionary management approach using tactical and dynamic asset allocation grounded in modern portfolio theory and fundamental analysis.
Based on The Broughton Investment Group, Inc.
Based on The Broughton Investment Group, Inc.
Based on The Broughton Investment Group, Inc.
Financial Planning fees up to $7,000, negotiable; Fixed fees generally ranging from $3,000 to $7,000, negotiable.
$5,000 - $1,000,000: 1.00% (Assets inside retirement plans, variable annuities, variable life insurance sub-accounts) $1,000,001 - $2,500,000: 0.85% (Assets inside retirement plans, variable annuities, variable life insurance sub-accounts) $2,500,001 - $5,000,000: 0.65% (Assets inside retirement plans, variable annuities, variable life insurance sub-accounts) $5,000,001+: 0.55% (Assets inside retirement plans, variable annuities, variable life insurance sub-accounts) $5,000 - $500,000: 2.50% (Assets managed at third-party custodians) $500,001 - $1,500,000: 2.00% (Assets managed at third-party custodians) $1,500,001 - $3,500,000: 1.75% (Assets managed at third-party custodians) $3,500,001+: 1.50% (Assets managed at third-party custodians)
Up to $300 per hour, negotiable.
Account minimum: $5,000 Fee-only: Fee-only basis, no commissions or third-party fees accepted.
3730 Kirby Drive, Suite 600
Houston, TX 77098
Texas
The Broughton Investment Group, Inc.
2012 - Present (14 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Houston, TX
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