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Paul Braden

Advisor at Northern Trust Securities, Inc.

Updated today
Northern Trust Securities, Inc. logo

Firm

Northern Trust Securities, Inc.

Location

Chicago, IL 60603

Credentials

Series 63, Series 65, Series 66

Industry experience

16 years

About

Paul Braden is a financial advisor at Northern Trust Securities, Inc. in Chicago, IL, holding Series 63, 65, and 66 licenses with 16 years of industry experience. He previously worked at Wolverine Trading, LLC for 22 years before joining Northern Trust Securities in 2023. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients, offering discretionary wrap fee programs that combine proprietary mutual funds and ETFs with third-party managers. The firm utilizes advanced platform technology and governance reviews to implement and monitor investment models, and it operates within a large banking holding company with affiliated custody, broker-dealer, and commodity trading entities.

Client services

Based on Northern Trust Securities, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Northern Trust Securities, Inc.

Passive / index investing Active portfolio management ESG / Sustainable investing Tax-loss harvesting

Occupation focus

Based on Northern Trust Securities, Inc.

Founder/Business Owner Executive

Fee options

Percentage

$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.85% $5,000,000+: 0.75%

Other

Account minimum: $20,000 Minimum fee: Ranges from $250 to $1,500 minimum annual fees depending on program

Location

50 South La Salle

Chicago, IL 60603

Most active in

Illinois

Work history

Northern Trust Securities, Inc.

2023 - Present (3 years)

Wolverine Trading, Llc.

2001 - 2023 (22 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Richard S

Series 63, Series 65

Chicago, IL

SRC Capital Management

Active portfolio management Concentrated stock management
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Julia Z

CFP®, Series 63, Series 65

Chicago, IL

Genfi LLC

College savings (529s, UTMA, etc.) Equity compensation tax strategy Options & derivatives strategies Executive
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Brian W

Series 65

Chicago, IL

Bright Lantern Financial LLC

Passive / index investing Tax-loss harvesting College savings (529s, UTMA, etc.) General retirement planning

Brett W

CFP®

Brookfield, IL

Wysopal Wealth

At Wysopal Wealth, we specialize in helping high-income professionals and former athletes manage the complexities of equity compensation and variable income. Our goal is to make sure your money works for you—today and for the future. We focus on creating personalized, values-driven financial plans that allow you to live fully now while planning for what’s next. I’m Brett Wysopal, a proud girl dad of two and a former minor pro hockey player. My experience in sports taught me discipline, focus, and resilience, all of which I apply to financial planning. After spending years navigating the world of equity compensation, I’ve made it my mission to help families simplify their finances, reduce tax burdens, and achieve their life goals. Our approach at Wysopal Wealth is rooted in personalized attention. We keep our client list small, ensuring every client receives the time and care they deserve. We dive deep into your financial situation, understanding your numbers, values, and what matters most to you. This allows us to tailor your financial strategy to your unique goals, whether that’s managing your equity, preparing for retirement, or planning a family legacy. Equity compensation is often the largest part of our clients' wealth, but it comes with complexities—ISOs, RSUs, stock options, and significant tax implications. Many people wait too long to make decisions about their equity, resulting in missed opportunities or unexpected tax bills. At Wysopal Wealth, we take a proactive approach, creating a strategy for when and how to execute your equity plans, minimize tax liability, and diversify your holdings. At Wysopal Wealth, financial happiness is the goal. We believe that money should support the life you want, and we’re here to help you make that happen.

Equity Recipients (RS/RSU, SOP, ESPP) General tax planning Technology Professional Gen Y/Millennials (Born 1980-1995)
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Michael C

Series 65

Chicago, IL

MJC Financial Fitness LLC

College savings (529s, UTMA, etc.) Cash flow / budgeting
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Nauman B

Series 65

Chicago, IL

Old Forge Advisors

Wealth management
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