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Patrick Sullivan

Advisor at Principal Financial Services

Updated today

Location

La Salle, IL 61301

Credentials

Series 63, Series 65, Series 66

Industry experience

8 years

About

Patrick Sullivan is a financial advisor with Principal Financial Services in La Salle, IL, holding Series 63, 65, and 66 credentials and eight years of industry experience. He has worked at Principal Life Insurance Company and Wayland Financial Group, where he is also involved in office administration and account servicing. Principal Securities provides brokerage and registered investment advisory services to a diverse client base including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through distinct advisory and promoter arrangements.

Client services

Based on Principal Financial Services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Occupation focus

Based on Principal Financial Services

Retired Founder/Business Owner

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Fee options

Percentage

$0 - $149,999: Up to 1.75% $150,000 - $249,999: Up to 1.75% $250,000 - $500,000: Up to 1.75% $500,001 - $999,999: Up to 1.20% $1,000,000 - >$2,000,000: Up to 1.10% to 0.90% (SEI Mutual Fund Model Program tiered beyond $1,000,000)

Project-based
Subscriptions

Location

128 Bucklin St

La Salle, IL 61301

Most active in

Illinois

Work history

Principal Life insurance Company

2021 - Present (5 years)

Wayland Financial Group

2018 - Present (8 years)

Principal Financial Services

2017 - Present (9 years)

Principal Life insurance Company

2017 - 2021 (4 years)

HOMEMAKING

2016 - 2017 (1 year)

HOMEMAKING

2015 - 2016 (1 year)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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