Advisor at Stephens Investment Management Group, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Stephens Investment Management Group, LLC
Location
Houston, TX 77046
Credentials
CFA®, Series 63
Industry experience
31 years
Based on Stephens Investment Management Group, LLC
Based on Stephens Investment Management Group, LLC
$0+: Small Cap Growth Strategy: 1.25% of assets under management $0+: Mid Cap Growth Strategy: 1.00% of assets under management $0+: SMID Core Growth Strategy: 1.00% of assets under management $0+: SMID Select Growth Strategy: 1.10% of assets under management $0+: Leaders and Innovators Strategy: 1.00% of assets under management $0+: SMID Hybrid Growth Strategy: 1.25% of assets under management $0+: Artificial Intelligence and Automation Strategy: 1.00% of assets under management
Performance fees available in hybrid asset/performance fee arrangements for qualified clients; asset component charged quarterly in arrears, performance component paid annually in arrears; also a fulcrum performance fee on Vanguard Explorer™ Fund.
Account minimum: $1,000,000
9 Greenway Plaze
Houston, TX 77046
Texas
Stephens Inc
2004 - Present (22 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Houston, TX
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