Advisor at Canton Hathaway LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Canton Hathaway LLC
Location
Providence, RI 02903
Credentials
Series 63, Series 65
Industry experience
14 years
Nicholas Trotman is a financial advisor at Canton Hathaway LLC in Providence, RI, with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Whalerock Point Partners LLC and Flowpoint Capital Partners LP. Mr. Trotman is also the founder of Northpoint Financial Consulting, LLC, where he provides financial consulting services. Canton Hathaway offers investment management and advisory services to individuals, families, trusts, charitable organizations, and institutional clients. The firm employs a rules-based investment approach that integrates fundamental, technical, and quantitative research, managing approximately $673 million in assets through a team of five advisors.
Based on Canton Hathaway LLC
Based on Canton Hathaway LLC
Outsourced CIO services fixed fee ranges from $50,000 to $150,000 per year, may be reduced or waived.
$0 - $2,000,000: 0.90% annually $2,000,000 - $5,000,000: 0.80% annually $5,000,000 - $10,000,000: 0.70% annually $10,000,000+: 0.60% annually
Account minimum: $2,000,000
One West Exchange Street, Suite 3202
Providence, RI 02903
Florida · Rhode Island
Canton Hathaway LLC
2018 - Present (8 years)
Whalerock Point Partners LLC
2017 - 2018 (1 year)
UnEmployed
2016 - 2017 (1 year)
Flowpoint Capital Partners LP
2014 - 2016 (2 years)
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Is active or affiliated with:
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65, Series 66
Providence, RI
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Series 63, Series 65
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Series 63
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CFP®
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CFP®, Series 66
Lincoln, RI
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Series 63, Series 65
Providence, RI
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