Nicholas Smith
Advisor at Crewe Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Crewe Advisors
Location
Salt Lake City, UT 84101
Credentials
Series 63, Series 65
Industry experience
7 years
About
Nicholas Smith is a financial advisor at Crewe Advisors in Salt Lake City, UT, holding Series 63 and Series 65 licenses with seven years of industry experience. His prior roles include positions at SunTrust Advisory Services and Courage Capital Management, as well as completing an MBA at Vanderbilt University. Crewe Advisors provides discretionary portfolio management and financial planning services to individual clients, business entities, private funds, charitable organizations, and insurance companies. The firm employs a range of investment strategies informed by fundamental, technical, and quantitative analysis, managing accounts typically on a discretionary basis with documented Investment Policy Statements.
Client services
Based on Crewe Advisors
Financial planning
Portfolio management
Selection of other advisers
Expertise
Based on Crewe Advisors
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Wealth management
Fee options
Financial planning fees negotiated between $6,000 and $150,000
$0 - $1,000,000: 1.20% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.90%
$250 - $500 per hour
Performance fee of 5% payable to affiliated manager of private fund, but waived for CA clients investing in the Fund; conflicts disclosed.
Account minimum: $2,000,000
Location
650 S. Main Street, Suite 777
Salt Lake City, UT 84101
Most active in
Nicholas S has reported serving >5 clients in these states in the last 12 months.
Utah
Work history
Crewe Advisors
2024 - Present (2 years)
Crewe Capital
2022 - Present (4 years)
Crewe Capital
2021 - 2022 (1 year)
Courage Capital Management
2020 - 2020 (1 year)
UNEMPLOYED - MBA at VANDERBILT
2019 - 2021 (2 years)
SunTrust Advisory Services
2016 - 2019 (3 years)
Suntrust Investment Services, Inc.
2015 - 2019 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Branden V
Series 63, Series 65
Salt Lake City, UT
Steward Financial Services, LLC
Jaron P
CFP®, Series 63, Series 65
Salt Lake City, UT
JHP Planning, LLC
Michael M
Series 66
Bountiful, UT
Safe Bay Retirement Advisors
Christopher C
CFP®, ChFC®, Series 63, Series 66
Cottonwood Heights, UT
Twin Peaks Wealth Management LLC
Ronald M
Series 63, Series 65
Cottonwood Heights, UT
Planned Security Advisors LLC
Andrew M
Series 65
Millcreek, UT
Affinity Financial, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")