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Nicholas Oldham

Advisor at Mainstreet RIA LLC

Updated today
Mainstreet RIA LLC logo

Firm

Mainstreet RIA LLC

Location

O'fallon, MO 63368

Credentials

CFP®, Series 66

Industry experience

17 years

About

Nicholas Oldham is a CFP® with 17 years of industry experience, currently serving as an advisor at Mainstreet RIA LLC since 2021. His prior roles include positions at Northwestern Mutual Wealth Management Company and Valic Financial Advisors, among others. Mainstreet RIA LLC serves individual and high-net-worth clients as well as retirement plans, offering discretionary asset management, financial planning, and retirement-plan consulting. The firm utilizes a combination of fundamental, technical, and charting analysis to tailor investment strategies to client goals and risk tolerance.

Client services

Based on Mainstreet RIA LLC

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

Based on Mainstreet RIA LLC

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Cash flow / budgeting

Occupation focus

Based on Mainstreet RIA LLC

Founder/Business Owner

Fee options

Fixed

Flat fees for plan services based on scope of work; not to exceed 3% of plan assets

Percentage

$0 - $124,999: 1.50% annually $125,000 - $249,999: 1.35% annually $250,000 - $499,999: 1.20% annually $500,000 - $749,999: 1.05% annually $750,000 - $999,999: 0.90% annually $1,000,000 - $1,999,999: 0.75% annually $2,000,000 - $2,999,999: 0.65% annually $3,000,000 - $3,999,999: 0.60% annually $4,000,000 - $4,999,999: 0.55% annually $5,000,000 - $5,999,999: 0.50% annually $6,000,000 - $6,999,999: 0.45% annually $7,000,000 - $7,999,999: 0.40% annually $8,000,000 - $8,999,999: 0.35% annually $9,000,000 - $9,999,999: 0.30% annually $10,000,000+: Negotiable

Project-based

Consulting fees based on scope of work and estimated hours of completion

Other

Account minimum: $250,000 (may be lowered or waived in certain instances) Fee-only: Flat fees for qualified plans and ERISA plan services based on scope of work and plan assets, not to exceed 3% of plan assets; consulting fees based on estimated hours

Location

6700 Keaton Corporate Parkway, Suite 102

O'fallon, MO 63368

Most active in

Missouri · Texas

Work history

Mainstreet RIA LLC

2021 - Present (5 years)

Brayton Klaus

2021 - 2021 (1 year)

Northwestern Mutual Wealth Management Company

2018 - 2021 (3 years)

Northwestern Mutual Investment Services LLC

2018 - 2021 (3 years)

Scott Niekamp

2018 - 2021 (3 years)

Sole Proprietor

2018 - 2023 (5 years)

Robert Half Accountemps

2017 - 2018 (1 year)

Valic Financial Advisors

2012 - 2017 (5 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Michael M

Series 63, Series 65

Chesterfield, MO

Mills Barrington Advisors, LLC.

Passive / index investing Active portfolio management Options & derivatives strategies Concentrated stock management Wealth management
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John L

ChFC®, Series 63

O' Fallon, MO

JM Lotshaw Consulting

Active portfolio management
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Gary C

Series 63, Series 65

Chesterfield, MO

Premier Wealth Advisory Services, Inc.

Active portfolio management
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Matthew D

Series 66

St. Peters, MO

Durham Wealth Management, LLC

General retirement planning Cash flow / budgeting
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Stephen P

Series 63, Series 65

Chesterfield, MO

S.P. Parkin & Co

Active portfolio management General estate planning guidance General retirement planning Cash flow / budgeting

Michael D

CFP®, CPA

Cottleville, MO

Peakview Strategies

Too often during my prior time in the financial world, I saw companies that operated under old models that cared only about selling products, offered incomplete solutions and outdated technology that’s out of step with how the world works, or incentivized their employees and affiliates for things not in the client’s best interests. It is my intention that Peakview Strategies will fix those shortcomings and bring a select group of clients a new experience unlike what they’ve read about online when working with a stereotypical financial advisor. I’d love the opportunity to be of service if you like what you see. I believe it’s my mission in life to help you win with your money, and I have the professional experience and expertise to make it happen. I care deeply about my clients and want to be their biggest advocates in their unique missions to make the most of their money. The best compliments I’ve received are those who have expressed their gratitude for guidance to results they didn’t think were possible and for encouragement to keep going to get to those destinations. When not working to benefit my clients or honing my craft, you’ll likely find me traveling, spending quality time with family and friends, or enjoying one of my many other hobbies. I’m an avid follower of sports, love smoking meat and tasting bourbon, drinking coffee and like the historical figure I’d love to meet (Winston Churchill), am easily satisfied with the very best. I do my best to undo all the smoked meat and bourbon by plugging in for some quality time exercising.

Income planning Engineering Professional Gen X (Born 1965-1980)
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