Neil Tjon Hing
Advisor at 49 Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
49 Financial
Location
Austin, TX 78746
Credentials
Series 63, Series 65
Industry experience
11 years
About
Neil Tjon Hing is an investment advisor representative at 49 Financial with 11 years of industry experience. He has held positions at firms including Oakwood Capital Securities, Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Axa Advisors. In addition to his advisory role, he is involved in fixed insurance sales. 49 Financial serves a diverse client base including individuals, trusts, corporations, and charitable organizations, providing financial planning, investment management, retirement plan consulting, and family office services. The firm employs a disciplined, long-term diversified asset allocation strategy incorporating proprietary and third-party model portfolios.
Client services
Based on 49 Financial
Financial planning
Portfolio management
Selection of other advisers
Expertise
Based on 49 Financial
Wealth management
Tax strategies for small businesses
Real estate investing
Fee options
Fixed fees for financial planning and consulting services as described above
$0+: Up to 1.65% annually (maximum advisory fee) $10,000,000 net worth (for Fractional Family Office Services)+: Fractional Family Office Services fees range from $2,500 to $10,000 per month for Standard Services, $5,500 to $30,000 per month for Premium Services
Advisory professionals may receive commissions for the sale of securities and insurance products through affiliated broker-dealer
Account minimum: $25,000 Fee-only: Fixed fees for financial planning and consulting: up to $5,000 for limited engagements; up to $75,000 annually for ongoing services; advanced planning fees up to $75,000 fixed fee; retirement plan consulting fees are fixed, project-based, individually negotiated
Location
3711 S Mopac Expy, Suite 150
Austin, TX 78746
Most active in
Neil T has reported serving >5 clients in these states in the last 12 months.
Texas
Work history
Oakwood Capital Securities, Inc.
2024 - Present (2 years)
49 Wealth Management LLC
2023 - Present (3 years)
Thrivent Advisor Network, LLC
2020 - 2022 (2 years)
Purshe Kaplan Sterling Investments
2020 - 2024 (4 years)
Axa Advisors Llc
2014 - 2020 (6 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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