Advisor at ASC 401(k) Management
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Firm
ASC 401(k) Management
Location
Appleton, WI 54913
Credentials
Series 63
Industry experience
20 years
Nathan Schleicher is a financial advisor with ASC 401(k) Management in Appleton, Wisconsin. He holds the Series 63 designation and has 20 years of industry experience. Schleicher has been with ASC Wealth & Retirement Advisors LLC since 2015. ASC 401(k) Management serves individuals, high-net-worth clients, and employer-sponsored retirement plans, offering pension consulting, plan-level services, participant-level advice, and ongoing portfolio management. The firm uses written Investment Policy Statements and model portfolios developed with a third-party asset manager, applying a mix of analytical methods and a long-term trading orientation, with a particular focus on pension consulting for employer plans and concierge planning services involving cross-border coordination.
Based on ASC 401(k) Management
Based on ASC 401(k) Management
Fixed fees for service levels: Professional $5,000 annually; Executive $10,000 annually; Concierge starting at $25,000 annually; Investment Management Only $4,000 annually (some fixed fees combined with AUM fees).
$500,000 - $2,000,000: 0.75% $2,000,000 - $5,000,000: $2,500 Fixed + 0.55% $5,000,000+: Negotiable $1,000,000 - $2,000,000: 0.70% $2,000,000 - $5,000,000: $5,000 Fixed + 0.50% $5,000,000+: Negotiable Up to $500,000 - $500,000: $4,000 Fixed $500,000 - $2,000,000: $3,000 Fixed + 0.60% $2,000,000+: Negotiable
Hourly fees apply for add-on financial planning projects exceeding scope of standard service levels; specific rates not stated.
Minimum fee: Professional Level: $5,000 annually; Executive Level: $10,000 annually; Concierge Level: starting at $25,000 annually; Investment Management Only: $4,000 annually Fee-only: Firm is fee-only; does not receive any commissions or third-party payments.
5583 Waterford Lane, Suite A
Appleton, WI 54913
Texas · Wisconsin
ASC Wealth & Retirement Advisors LLC
2015 - Present (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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"Wealth is the ability to truly experience life." -- Henry David Thoreau Helping people define their life aspirations and getting their money in line with those dreams is what LIGHTS. ME. UP. And I'm doing it while making personal finance less intimidating. It is the reason I became a CERTIFIED FINANCIAL PLANNER™ professional. After 10 years working in personal finance I decided I had had enough of the "old" model where middle-aged white guys in suits help already wealthy people get more wealthy. I focus on empowering people born in the '80's and '90's to take control of their financial lives. Instead of doing a long, deep, mind-numbing presentation where I talk at my clients, I prefer to work in short and consistent bursts so we will actually make progress and show you this stuff doesn't have to be so hard. If money is a tool you aren't really sure how to use, I encourage you to reach out to me. I want to develop a long-term relationship to understand your unique past, present and future to craft recommendations fit for you. Let's find your wealth, together. In my spare time, you can find me passionately advocating for women's rights - I currently hold a seat on the board of the Women's Fund for the Fox Valley Region - and burning off my extra energy through kickboxing, strength training, running, and/or cross-country skiing. All this activity is necessary because I bake the best cakes and cheesecakes; ask nicely and I might share a piece! Read Sarah's blog here: https://valkyriefinancial.wordpress.com/blog/
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