Michael Harty
Advisor at CW Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
CW Advisors, LLC
Location
Scottsdale, AZ 85254
Credentials
CFA®, Series 63, Series 66
Industry experience
15 years
About
Michael Harty is a CFA® charterholder with 15 years of industry experience. He has worked at CW Advisors, LLC since 2019, following positions at Charles Schwab Bank and OptionsXpress, Inc. Prior to that, he spent nine years at Charles Schwab. CW Advisors serves individuals, high-net-worth families, trusts, estates, charitable organizations, corporations, pension and profit-sharing plans, private funds, and other registered investment advisers. The firm employs a core-and-satellite investment approach incorporating active, passive, quantitative, and environmentally conscious strategies, and offers wealth management, retirement planning, family office services, and sub-advisory support within a broader corporate ecosystem.
Client services
Based on CW Advisors, LLC
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Based on CW Advisors, LLC
ESG / Sustainable investing
Private / alternative investments
Concentrated stock management
Fee options
Financial planning fees up to $25,000 for project-based engagements.
Account minimum: $1,000,000 Minimum fee: Fixed annual rate up to $250,000 for family office services, payable quarterly.
Location
15169 N. Scottsdale Rd., Suite 205
Scottsdale, AZ 85254
Most active in
Michael H has reported serving >5 clients in these states in the last 12 months.
Arizona
Work history
CW Advisors, LLC
2019 - Present (7 years)
Charles schwab Bank
2016 - 2019 (3 years)
OptionsXpress, Inc.
2015 - 2016 (1 year)
Charles Schwab
2010 - 2019 (9 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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CFP®, Series 63, Series 66
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Series 63, Series 65
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Scottsdale, AZ
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