Advisor at Carroll Wealth Management Inc.
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Firm
Carroll Wealth Management Inc.
Location
Chesterfield, MO 63017
Credentials
Series 63, Series 65
Industry experience
22 years
Michael Carroll is the principal of Carroll Wealth Management Inc. in Chesterfield, MO, with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has led his independent advisory firm since 2009. Carroll maintains a licensed insurance agent designation, though he is not actively using it. Carroll Wealth Management is a small, independent registered investment adviser managing approximately $1.8 million for individual and high-net-worth clients. The firm offers discretionary portfolio management with a focus on fundamental, technical, charting, and cyclical analysis, employing a range of instruments and trading strategies tailored to client risk tolerances.
Based on Carroll Wealth Management Inc.
Up to 2.00% annually
16305 Swingley Ridge Rd, Suite 210
Chesterfield, MO 63017
Missouri
Carroll Wealth Management Inc. (152211)
2009 - Present (17 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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