Matthew Baum
Advisor at Alpha Zero LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Matthew Baum is a CFP® with six years of industry experience currently serving as an advisor at Alpha Zero LLC. His prior experience includes roles at Ameriprise Financial Services, LLC, and Edward Jones. Alpha Zero LLC is a team-based registered investment adviser managing approximately $183 million in client assets across eight advisors. The firm provides portfolio management, financial planning, and advisory services focused on alternative investments, employing an analytical approach that includes cyclical and fundamental analysis alongside modern portfolio theory.
Expertise
Based on Alpha Zero LLC
Private / alternative investments
Real estate investing
Options & derivatives strategies
Wealth management
Annuities
Fee options
Financial planning and consulting fees: one-time fixed rate between $0 and $100,000; monthly fixed rate up to $8,333 per month.
Up to 2% annually
Performance fee of 20% of profits on alternative investments; performance-based fees only for qualified clients meeting net worth and income thresholds.
Account minimum: $100,000
Location
Meriden, CT
Most active in
Matthew B has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida
Work history
Alpha Zero LLC
2024 - Present (2 years)
Ameriprise Financial Services, LLC.
2022 - 2024 (2 years)
Edward Jones
2019 - 2022 (3 years)
Wallingford Public Schools
2018 - 2019 (1 year)
Edward Jones
2018 - 2018 (1 year)
Sage Dining Services
2017 - 2019 (2 years)
Jroos Restaurant
2017 - 2017 (1 year)
Mutual Security Credit Union
2016 - 2018 (2 years)
Masonicare
2013 - 2017 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Clifford S
CFP®, Series 66
Middletown, CT
Lifestyle Financial Strategies, LLC
Aaron S
Series 63
Wolcott, CT
Farmingbury Financial Services, LLC
Bradford B
Series 65
Glastonbury, CT
Rawlings Wealth Management
Douglas P
Series 63, Series 65
Rocky Hill, CT
Dennis Glynn, CPA
David C
CFA®
Glastonbury, CT
Chieco Capital Management, LLC
James D
ChFC®, Series 63
Cromwell, CT
Capital Planning Consultants, LLC
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