Advisor at Saratoga Research & Investment Management
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Firm
Saratoga Research & Investment Management
Location
Saratoga, CA 95070
Credentials
Series 63, Series 65
Industry experience
11 years
Mathew Spencer is a financial advisor at Saratoga Research & Investment Management with 11 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at JMP Securities LLC for five years before joining Saratoga Research & Investment Management in 2019. Saratoga Research & Investment Management provides discretionary portfolio management primarily through separately managed accounts to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, endowments, and charitable organizations. The firm employs a long-only, concentrated large-cap equity strategy using a four-step process that combines quantitative screening, qualitative analysis, and dual valuation techniques.
Based on Saratoga Research & Investment Management
Based on Saratoga Research & Investment Management
$0+: 0.75% annually for Equity - Quality strategy $0+: 1.00% annually for Equity - Focus strategy $0+: 0.75% annually for Strategic Income $0+: 0.50% annually for Active Fixed Income $0+: 0.25% annually for Passive Fixed Income $0 - $100 million: 0.20% annually for Port Street Quality Growth Fund sub-advisory fee $100 million - $500 million: 0.30% annually for Port Street Quality Growth Fund sub-advisory fee $500 million+: 0.35% annually for Port Street Quality Growth Fund sub-advisory fee
Account minimum: $100,000 Fee-only: Annual advisory fees between 0.25% and 1.00% depending on strategy; fees may be negotiable; no separate financial planning fees charged.
14471 Big Basin Way, Suite E
Saratoga, CA 95070
California
Saratoga Research and Investment Management
2019 - Present (7 years)
JMP Securities LLC
2014 - 2019 (5 years)
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