Advisor at Ingalls & Snyder, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Ingalls & Snyder, LLC
Location
Montville, NJ
Credentials
Series 63, Series 65
Industry experience
39 years
Marshall Kaplan is a financial advisor with Ingalls & Snyder, LLC, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He has worked at Ingalls & Snyder since 2018 and previously at Morgan Stanley Distribution, Inc. from 2015 to 2018. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, trusts, and charitable organizations. The firm employs various management styles tailored to client objectives and is notable for its role as adviser to private investment partnerships and its combined broker-dealer and custodian operations.
Based on Ingalls & Snyder, LLC
Based on Ingalls & Snyder, LLC
Certain clients may pay fixed fees or combined fixed fees and AUM fees; details vary by client.
$0+: up to 1.50% annually for portfolios of equities or equities and fixed income $0+: up to 1.00% annually for portfolios solely of fixed income securities $0+: up to 1.00% annually for financial planning services primarily involving asset allocation and third-party manager selection
As a registered broker-dealer, charges commissions on transactions for clients who select the Firm as broker; equity transactions up to $0.02 per share; bonds up to $2.50 per $1,000; options up to $2.00 per contract; commissions negotiable.
Performance-based fees for certain qualified clients and private investment partnerships, e.g., 20% incentive allocation for Underhill Partners L.P., 10-15% for IAS Alpha Partners LP with hurdles.
Account minimum: $100,000 generally; Limited Partnerships: $250,000 to $1,000,000 (may be waived or changed) Fee-only: Fees based primarily on assets under management; some clients pay fixed fees or combined fixed and AUM fees; fees may be negotiated.
Montville, NJ
New Jersey · New York
INGALLS & Snyder LLC
2018 - Present (8 years)
Morgan Stanley Distribution, Inc.
2015 - 2018 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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