Mark Thomas
Advisor at Townsend
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Townsend
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Westminster, CO 80234-2980
Credentials
Series 63, Series 66
Industry experience
20 years
Mark Thomas is a financial advisor with Townsend in Westminster, CO, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. He has worked at Townsend Retirement Specialists since 2010 and held roles at Securities America, Inc. and Osaic Wealth, Inc. He is also involved with Townsend and Associates, Inc., an RIA based in Westminster. Townsend serves individual investors, trusts, estates, and charitable organizations, managing approximately $1.28 billion across 1,476 client relationships with a team of 11 advisors. The firm combines top-down macro analysis with bottom-up fundamental research to create diversified, client-specific portfolios using various asset classes and strategies.
Based on Townsend
Fixed fee of $265 for financial profile; up to $150 annually for continuing financial planning services; up to $195 annually for 401(k) monitoring services.
$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.15% $3,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.89% $10,000,001 - $20,000,000: 0.80% $20,000,001 - $40,000,000: 0.73% $40,000,001+: 0.68%
Commission fees earned by representatives in their separate capacity as registered representatives and insurance agents; commissions for securities and insurance products; 12b-1 fees in commission-based brokerage accounts.
Financial consultations charged at $285 per hour (non-negotiable).
Account minimum: $500,000 Minimum fee: Financial planning fixed fees of $265 for financial profile; $285 per hour for financial consultations; up to $150 annually for continuing financial planning services; up to $195 annually for 401(k) Advantage Program Fee-only: Financial planning fixed fees and hourly charges as described; asset management fees negotiable.
2761 W 120 Th Avenue, Suite 200
Westminster, CO 80234-2980
Colorado · Texas
Private Client Services
2025 - Present (1 year)
OSAIC
2024 - 2025 (1 year)
Townsend Retirement Specialists
2010 - Present (16 years)
Securities America, Inc
2010 - 2024 (14 years)
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Is active or affiliated with:
Insurance agent
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Is not active or affiliated with:
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
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