Advisor at Transform Retirement
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Firm
Transform Retirement
Location
Green Bay, WI 54303
Credentials
Series 63, Series 65
Industry experience
15 years
Mark Nicholas is a financial advisor at Transform Retirement with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Newport Group Consulting, Pai Trust Company, Employer Retirement Investment Advisors, and Plan Administrators. Transform Retirement provides advisory services to sponsors of employer-sponsored retirement plans as well as individual clients and families, offering investment management and financial planning. The firm emphasizes pension and profit-sharing plan consulting, serving in technical fiduciary roles and typically employing diversified fund menus and strategic allocations tailored to client goals.
Based on Transform Retirement
Based on Transform Retirement
Flat fees charged based on the services desired by client; specific amounts not stated.
Hourly fees charged; specific rates not stated.
Fee-only: Flat fees based on services desired or hourly fees; one-time setup fees may apply; fees vary by scope and complexity and are negotiable.
340 North Broadway Street, Suite 200
Green Bay, WI 54303
Wisconsin
Transform Retirement, LLC
2021 - Present (5 years)
Newport Group Consulting, LLC
2020 - 2021 (1 year)
Pai Trust Company, Inc.
2012 - 2021 (9 years)
Employer Retirement Investment Advisors, LLC
2010 - 2018 (8 years)
Plan Administrators, Inc.
2007 - 2021 (14 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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