Mark Mattingly
Advisor at Merrill
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Merrill
Location
Walnut Creek, CA 94596
Credentials
Series 63, Series 65
Industry experience
27 years
About
Mark Mattingly is an International Wealth Advisor with Merrill Lynch Wealth Management. He and his team utilize their industry knowledge alongside the global banking resources of Bank of America and investment insight from Merrill to provide comprehensive wealth management services. Mark has 21 years of experience in the financial services industry and joined Merrill in September 2017.
Mark specializes in corporate benefits and executive services, assisting plan sponsors and corporate executives with employee benefits planning, executive compensation, equity compensation services, international wealth management, liquidity management, and portfolio management services. He has particular expertise in integrating corporate benefit programs, including stock plans, into long-term financial strategies that incorporate risk management.
Mark holds professional designations as an Equity Plan Consultant (EPC) and Personal Investment Advisor (PIA). His educational background includes a High School Diploma from Lincoln High School and non-accredited certificate programs from Delta College and California State University, Chico. Outside of work, Mark enjoys basketball, football, golfing, soccer, and tennis. His family has lived in the Bay Area for the past 23 years.
Client services
Based on Merrill
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Expertise
Wealth management
Equity Recipients (RS/RSU, SOP, ESPP)
Exec comp design
Liquidity event planning
Occupation focus
Executive
Financial Professional
Location
1331 N California Blvd
Walnut Creek, CA 94596
Most active in
Mark M has reported serving >5 clients in these states in the last 12 months.
California · Nevada · Texas
Work history
Bank of America, N.A.
2017 - Present (9 years)
Merrill
2017 - Present (9 years)
JPMORGAN Chase Bank, N.A.
2010 - 2017 (7 years)
J.P Morgan Securities Inc.
2009 - 2017 (8 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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