Mark Hart
Advisor at Hart Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Akron, CO 80720
Credentials
Series 66
Industry experience
19 years
About
Mark Hart is the sole advisor at Hart Financial, LLC in Akron, Colorado, with 19 years of industry experience. He holds the Series 66 designation and has worked as a sole proprietor since 2006, including four years at Securities America Inc. In addition to his advisory role, Hart dedicates approximately 25% of his professional time to providing insurance products and services as a licensed insurance agent. Hart Financial offers discretionary investment management to individual and high-net-worth clients, as well as charitable organizations, corporate entities, and state or municipal clients. The firm’s investment approach combines fundamental and technical analysis, tailoring strategies to client goals, time horizons, and risk tolerance, with regular portfolio monitoring and reviews.
Fee options
Up to 1% annually, negotiable
Commissions received by Mark Hart from insurance products sales only, not from investment advisory
Minimum fee: May waive minimum fee or charge lesser fee based on certain criteria
Location
148 West 2 Nd St.
Akron, CO 80720
Most active in
Mark H has reported serving >5 clients in these states in the last 12 months.
Colorado · Texas
Work history
Hart Financial, LLC
2017 - Present (9 years)
Securities America Inc
2013 - 2017 (4 years)
Sole Proprietor
2006 - Present (20 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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