Advisor at Tradewinds Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Tradewinds Investment Advisors, LLC
Location
Eudora, KS
Credentials
Series 63, Series 65
Industry experience
12 years
Mark Ferguson is the sole advisor at Tradewinds Investment Advisors, LLC, an independent firm based in Eudora, KS. He holds Series 63 and Series 65 licenses and has 12 years of industry experience. Prior to focusing on investment advising, he worked for 16 years in the St. Michael - Albertville Public School District and continues to serve as a substitute teacher in a local public school district. Tradewinds Investment Advisors provides separate-account investment management to individuals, trusts, and institutional clients such as pension plans and foundations. The firm’s investment approach centers on asset allocation and diversification tailored to client needs, utilizing fundamental and technical analysis to manage portfolios that include equities, fixed income, mutual funds, ETFs, and options.
Based on Tradewinds Investment Advisors, LLC
$0 - $5,000,000: 1.00% annually $5,000,001 - $30,000,000: 0.75% annually $30,000,001+: 0.60% annually
Fee-only: Fees based on percentage of assets under management per tiered schedule; no commissions or other compensation received.
Eudora, KS
Kansas · Minnesota
St. Michael - Albertville Public School District 885
2004 - 2020 (16 years)
Tradewinds Investment Advisors, LLC
2002 - Present (24 years)
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Other specialized services
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