Advisor at Hickory Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Hickory Financial Group, LLC
Location
Hickory, NC 28601
Credentials
Series 63, Series 65
Industry experience
32 years
Mark Coffey is the sole advisor at Hickory Financial Group, LLC in Hickory, NC, holding Series 63 and Series 65 licenses with 32 years of industry experience. His prior roles include positions at Avenir Private Advisors LLC and Kovack Securities Inc. Outside of advisory work, he owns a duck hunting guide service and a marine construction company. Hickory Financial Group is an independent investment adviser serving individuals, families, trusts, estates, charitable organizations, and small businesses. The firm primarily employs an equity-oriented strategy using sector- and factor-weighted ETFs and individual stocks, combining fundamental and technical analysis with ongoing portfolio monitoring and rebalancing.
Based on Hickory Financial Group, LLC
$0 - $500,000: 2.00% $500,001 - $1,250,000: 1.50% $1,250,001 - $5,000,000: 1.00% $5,000,001+: Negotiable
Associated persons earn commission-based compensation for selling insurance products, separate and in addition to advisory fees.
Account minimum: $50,000
42 3 Rd Street Nw
Hickory, NC 28601
North Carolina
Avenir Private Advisors Llc
2018 - 2019 (1 year)
Kovack Securities Inc.
2017 - 2018 (1 year)
Hickory Financial Group Llc
2013 - Present (13 years)
Capital Guardian Wealth Management, Llc
2012 - 2018 (6 years)
Capital Guardian, Llc
2012 - 2017 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Granite Falls, NC
Continuum Financial, LLC
CFP®, Series 63, Series 66
Hickory, NC
Thayer Financial, L.L.C.
Series 63, Series 65
Conover, NC
Hammerhead Financial Strategies, LLC
CFP®, ChFC®
Hickory, NC
Thayer Financial, L.L.C.
I’m Deaton Smith and I am the founder of Thayer Financial, a CERTIFIED FINANCIAL PLANNER™ professional, a West Point graduate and OEF Veteran. I named Thayer Financial after the founding father of West Point because I envision my company as something bigger than me. It embodies the same values and principles of my time at West Point and in the Army: Duty, Honor, Integrity, and Loyalty. These values are at the very core of everything I do and stand for. The existing business model is drowning in a sea of “trust me” salespeople all riddled with major conflicts of interest and complicated financial products that pay exorbitant commissions. This is why I created my own firm. My values and beliefs did not line up with any of these major firms and I knew that there had to be a better way to serve my clients. That’s why I launched a fee-only Registered Investment Adviser that is legally obligated to work as a fiduciary 100% of the time. I don’t accept commissions, referral fees, kickbacks, free vacations, or marketing dollars from insurance companies or investment companies. The only way I get paid is directly from my clients for the services that I provide, which allows my clients to weigh the true cost of the advice they are receiving.
CFA®
Hickory, NC
ABS Legacy Partners, LLC
Series 66
Hickory, NC
Fortress Private Ledger, LLC
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