Advisor at Harvested Financial, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Harvested Financial, LLC
Location
Redding, CT
Credentials
Series 65
Industry experience
19 years
Mark Phillips is the sole advisor at Harvested Financial, LLC, an independent firm based in Redding, CT. He holds a Series 65 designation and has 18 years of industry experience, including 14 years at Group One Trading, LP before founding Harvested Financial in 2020. Outside of his advisory role, he serves as a general partner and director for Harvested Digital Asset Management, overseeing administrative duties related to the fund's wind down. Harvested Financial provides discretionary portfolio management and consulting services to individual, registered investment advisor, and institutional clients. The firm combines quantitative analysis and asset allocation with active trading strategies, including options and digital asset management, and offers a subscription analytics product called “TheTape.”
$0 - $100,000: 1.5% per annum $100,000 - $500,000: 1.0% per annum $500,000+: 0.75% per annum
Consulting services start at $300 per hour
Analytics services subscription fees: $39/month (individual dashboards), $79/month (Analyst tier), $149/month (Investor tier) with ~15% discount on annual orders
Account minimum: $5,000 Minimum fee: $375 minimum annual fee for specialty services Fee-only: Investment advisory fees based on AUM and consulting fees; no commissions charged.
Redding, CT
Connecticut
Harvested Financial LLC
2020 - Present (6 years)
Group One Trading, LP
2006 - 2020 (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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