Advisor at Thrivent Investment Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Owenton, KY
Credentials
Series 63, Series 65
Industry experience
6 years
Luke Banks is a financial advisor at Thrivent Investment Management with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial, Wells Fargo Clearing, and Flagstar Bank. His current tenure at Thrivent began in 2024. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers holistic, goal-based planning on a broad range of topics, typically delivered as one-time or ongoing engagements, without discretionary trading authority or institutional portfolio management.
Commissions and sales loads apply on recommended products such as mutual funds, insurance, and variable products; these fees are separate from Planning Fee.
Minimum fee: Planning Fees range from a minimum of $600 to a maximum of $10,000 unless otherwise accepted by Thrivent. Minimum fees may be higher in certain circumstances. Fee-only: Planning Fee negotiated based on scope, complexity, advisor experience; ranges from $600 to $10,000.
Owenton, KY
Alabama · Kentucky
Tom Noon - Thrivent
2024 - Present (2 years)
Thrivent Investment Management Inc
2024 - Present (2 years)
Tom Noon - Thrivent
2024 - 2024 (1 year)
LPL Financial
2024 - 2024 (1 year)
Infinex Investments, Inc.
2022 - 2024 (2 years)
Flagstar Bank
2022 - 2024 (2 years)
Wells Fargo Clearing
2018 - 2022 (4 years)
Wells Fargo Bank, Na
2017 - 2022 (5 years)
Target
2017 - 2017 (1 year)
Tucson Ferderal Credit Union
2016 - 2017 (1 year)
Wells Fargo Bank
2012 - 2016 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Williamstown, KY
RFG Advisory, LLC
William Smith is a financial advisor at RFG Advisory, LLC with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Arbor Point Advisors, Securities America Advisors, and E. Thomas & Associates Inc., where he also manages tax planning and business services for individuals and small businesses. RFG Advisory is an enterprise registered investment adviser serving individuals, charitable organizations, corporations, ERISA plans, and other institutional clients. The firm combines active and passive strategies across multiple investment vehicles and serves as a sub-adviser to a multi-ETF suite, offering a range of customized portfolio management and financial planning services.
Series 63, Series 65
Williamstown, KY
RFG Advisory, LLC
James Keith is a financial advisor at RFG Advisory, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Arbor Point Advisors and Securities America, Inc. Keith also owns and advises through ETA Investments. RFG Advisory is an enterprise registered investment adviser serving individuals, charitable organizations, corporations, ERISA retirement plans, and other institutional clients. The firm offers discretionary portfolio management, financial planning, retirement plan consulting, and acts as an adviser to exchange-traded funds, utilizing a combination of active and passive strategies along with alternative investments.
Series 63, Series 66
Dry Ridge, KY
LPL Financial
James Smith is a financial advisor at LPL Financial with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Edward Jones and PNC Investments. Outside of advising, he is involved in farm management through MLS Farms. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment delivery options supported by an in-house research team and accommodates both advisory and brokerage needs.
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