Luis Sepulveda
Advisor at B. Riley Wealth Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at B. Riley Wealth Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Oakbrook Terrace, IL 60181
Credentials
Series 63
Industry experience
33 years
Luis Sepulveda is a financial advisor with B. Riley Wealth Advisors, Inc., holding a Series 63 designation and 33 years of industry experience. His career includes roles at Stifel, National Securities Corporation, National Asset Management, and B. Riley Wealth Advisors. Sepulveda is also involved in health and life insurance sales through B. Riley Wealth Insurance Corporation. B. Riley Wealth Advisors, Inc. manages approximately $7 billion in client assets and serves over 16,000 clients through a broad range of advisory programs, financial planning, and retirement solutions. The firm uses multiple program structures and a combination of proprietary and third-party asset allocation models to serve individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.
Based on B. Riley Wealth Advisors, Inc.
Financial planning services may be billed on a flat fee basis as negotiated
$0 - $250,000: 2.50% to 2.75% $250,000 - $1,000,000: 2.25% to 2.50% $1,000,000+: 1.75% to 2.00%
Commission-based fees for brokerage services through affiliated broker-dealer BRWM
Financial planning services may be billed on an hourly basis as negotiated
Account minimum: $25,000 (negotiable depending on client household, relationship, type, and size of account) Minimum fee: Annual account fee typically $75, may vary based on administrative/transaction fee schedule Fee-only: Financial planning and consulting fees negotiated individually, may be flat fee or hourly rate
1 Tower Lane, Suite 2225
Oakbrook Terrace, IL 60181
Illinois
B. Riley Wealth Management
2022 - Present (4 years)
B. Riley Wealth Advisors
2018 - Present (8 years)
National Asset Management
2016 - 2016 (1 year)
National Securities Corporation
2016 - 2022 (6 years)
STIFEL
2007 - 2016 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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