Advisor at Spectrum Asset Management Inc
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Spectrum Asset Management Inc
Location
Gunter, TX
Credentials
CFP®, Series 63, Series 65
Industry experience
16 years
Lisa Sharp is a CFP® professional with 16 years of industry experience, currently serving at Spectrum Asset Management Inc., where she has worked since 2004. She holds Series 63 and Series 65 licenses and is based in Gunter, TX. Spectrum Asset Management is an SEC-registered investment adviser managing approximately $640 million for about 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm employs a combination of fundamental, technical, and cyclical analysis within tailored model portfolios, focusing on growth-at-a-reasonable-price equity strategies and actively managed fixed-income portfolios.
Based on Spectrum Asset Management Inc
Based on Spectrum Asset Management Inc
Fees for additional extraordinary financial planning or estate planning services, mutually agreed upon.
$0 - $750,000: 1.65% Maximum $750,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.60% $10,000,001+: 0.40%
Financial planning fees based on nature and complexity, mutually agreed upon; no specific hourly rate stated.
Account minimum: $1,000,000 Fee-only: Fee-only basis for discretionary investment advisory services; fees based on tiered AUM schedule.
Gunter, TX
California · Texas
Spectrum Asset Management Inc.
2004 - Present (22 years)
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Is not active or affiliated with:
Insurance agent
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
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