Advisor at Highlands Asset Management, Inc.
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Firm
Highlands Asset Management, Inc.
Location
Highlands Ranch, CO
Credentials
CFA®
Industry experience
22 years
Li Liu is a CFA® charterholder with 22 years of experience in the financial industry. She has been with Highlands Asset Management, Inc. since 2003, where she operates as the sole advisor. Highlands Asset Management provides discretionary portfolio investment and management services to individuals, trusts, corporations, pension plans, and charitable organizations. The firm emphasizes fundamental, bottom-up analysis to identify undervalued companies and builds customized portfolios tailored to clients’ objectives, risk tolerance, and tax situations, serving both retail and institutional clients.
$30,000 - $100,000: 2.00% $100,000 - $250,000: 1.00% $250,000 - $500,000: 0.75% >$500,000+: 0.50%
Account minimum: $30,000
Highlands Ranch, CO
Colorado
Highlands Asset Management, Inc.
2003 - Present (23 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
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Verified by Warmer
CFP®, Series 63, Series 65, AIF®
Castle Rock, CO
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Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.
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