Advisor at Nations Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Nations Financial Group, Inc.
Location
Cedar Rapids, IA 52411
Credentials
Series 66
Industry experience
13 years
Leslie Miller is a Series 66 licensed financial advisor with Nations Financial Group, Inc., based in Cedar Rapids, IA, and has 13 years of industry experience. Miller has worked at Nations Financial Group in two periods totaling 17 years, with a one-year tenure at Aegon Asset Management in between. Outside of advisory work, Miller is a partner in a farming business. Nations Financial Group, Inc. provides investment advisory services to a diverse client base including individuals, high-net-worth investors, and institutional clients. The firm employs a range of proprietary model portfolios and offers both discretionary and non-discretionary management tailored to client objectives and risk tolerance.
Based on Nations Financial Group, Inc.
Based on Nations Financial Group, Inc.
Financial Consulting services charged on a one-time basis, fee varies and is negotiated per client agreement.
$0+: Up to 2.25% for discretionary, non-discretionary, and sub-adviser advisory accounts (additional transaction or trading costs may apply) $0+: Up to 2.50% for all-inclusive wrap accounts (NFGI Wrap) where transaction costs are included in the fee $0+: 0.10% - 0.30% for NFGI 401K Portfolios offered as 3(38) manager $0+: Up to 1.50% for NFGI Portfolios, may be discounted by the IAR
Commissions earned by IARs acting as registered representatives on securities transactions in commission-based brokerage accounts.
Account minimum: $25,000
3925 Fountains Blvd Ne, Suite 200
Cedar Rapids, IA 52411
Iowa
Nations Financial Group, Inc.
2020 - Present (6 years)
Aegon Asset Management
2019 - 2020 (1 year)
Nations Financial Group, Inc.
2007 - 2018 (11 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Series 63, Series 66
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