Advisor at Gutierrez Wealth Advisory, LLC
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Firm
Gutierrez Wealth Advisory, LLC
Location
Little Rock, AR 72211
Credentials
Series 63, Series 65
Industry experience
31 years
Leighann Arthur is a financial advisor at Gutierrez Wealth Advisory, LLC with 31 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at UBS Financial Services Inc. for 28 years and Purshe Kaplan Sterling Investments for three years. Gutierrez Wealth Advisory serves individuals, retirement plans, trusts, estates, charitable organizations, and businesses, offering financial planning, investment management, and wealth management services. The firm uses a strategic asset-allocation framework tailored to client risk profiles and incorporates a range of investment instruments, including ETFs, mutual funds, alternatives, and digital assets.
Based on Gutierrez Wealth Advisory, LLC
Based on Gutierrez Wealth Advisory, LLC
Fixed fees for financial planning services; fees negotiable, up to $30,000 per year
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.70% $3,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.45% $10,000,001+: 0.20%
Separate commission-based arrangement for securities brokerage services by certain supervised persons registered with PKS
Account minimum: $5,000 annual fee minimum (waivable) Minimum fee: Minimum annual fee of $5,000, which can be waived at the firm's discretion Fee-only: Fixed fees for financial planning up to $30,000 per year (negotiable)
10801 Executive Center Dr., Ste. 103
Little Rock, AR 72211
Arkansas
Gutierrez Wealth Advisory
2022 - Present (4 years)
Purshe Kaplan Sterling Investments
2022 - 2025 (3 years)
UBS Financial Services
1994 - 2022 (28 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Benton, AR
Wealth Ready
CFP®
Little Rock, AR
Sound Capital
Will founded Sound Capital in 2019, after more than 7 years in the wealth management industry. Prior to launching Sound Capital, he spent one year advising military families at the Little Rock Air Force Base and 6 years working as a Financial Consultant at Stephens Inc. He earned a Bachelor of Science in Finance and General Business from the University of Arkansas in Fayetteville and his Master of Business Administration from the University of Arkansas in Little Rock. He holds the designation of Certified Financial Planner (CFP®). Will is an Arkansas native who enjoys spending time with his wife, Liz, and their daughters, Finley and Jemma. You can typically find Will at the zoo, Museum of Discovery, or a park with his family. He enjoys going out to eat, watching movies, and traveling on those rare occasions away from his kids. “I enjoy working with people and trying to make their lives better. I want my clients to know that they are an extension of my family. I am grateful that they have asked me to grow with them, not only financially but personally and professionally. ”
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