Advisor at St. Germain Investment Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
St. Germain Investment Management
Location
Northampton, MA 01060
Credentials
Series 66
Industry experience
6 years
$0 - $250,000: 1.25% $250,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.85% $5,000,000+: 0.60%
Account minimum: $100,000 (generally); $250,000 for Separately Managed Accounts; negotiable based on other factors Minimum fee: $25 per quarter (minimum quarterly management fee, prorated monthly) Fee-only: Investment advisory fees based on assets under management; financial planning fees typically included but may be charged separately
DJ St. Germain Company, Inc.
2022 - Present (4 years)
Ameriprise Financial Services, Inc
2009 - 2022 (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Easthampton, MA
Edward Jones
CFP®, Series 66
Florence, MA
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Jacqueline Miller is currently Vice President, Wealth Planner at Fidelity Investments. In this role, she collaborates with clients and their families to develop personalized financial plans and strategies that align with their unique situations and goals. She has been with Fidelity Investments since 2022, progressing through roles as Investment Consultant and Financial Consultant before her current position. Prior to joining Fidelity, she worked at Ameriprise Financial from 2015 to 2022, serving as a Financial Planning Assistant and later as an Associate Financial Advisor. Her professional experience encompasses a broad range of financial planning and investment consulting responsibilities.
Series 66
Ludlow, MA
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Nicholas Zucco is a Vice President and Financial Consultant at Fidelity Investments, a position he has held since 2025. He has been with Fidelity Investments since 2019, progressing through roles from Investment Consultant to Financial Consultant before his current appointment. Prior to joining Fidelity, he worked as a Financial Advisor at MassMutual from 2017 to 2019. Throughout his career, Nicholas has focused on partnering with clients to develop customized financial plans aimed at helping them achieve their long-term goals. He emphasizes the importance of understanding clients' individual needs and family situations to provide tailored financial advice. Nicholas is committed to helping clients gain peace of mind regarding their financial plans through dedicated collaboration. Additional information regarding his education and personal interests has not been provided.
Series 66
Northampton, MA
Edward Jones
Series 66
Florence, MA
Edward Jones
CFP®, ChFC®, Series 66
Northampton, MA
Edward Jones
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