Advisor at Northern Trust Securities, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Northern Trust Securities, Inc.
Location
Fort Myers, FL
Credentials
Series 63, Series 66
Industry experience
25 years
Kimberly Underwood is a financial advisor with Northern Trust Securities, Inc. in Fort Myers, FL, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has been with Northern Trust Securities since 2000. Northern Trust Securities, Inc. offers investment advisory and model-based managed account services primarily to high-net-worth individuals and institutional clients. The firm employs model-driven strategies that blend proprietary Northern Trust funds and ETFs with third-party managers and provides governance reviews, overlay, and tax management services.
Based on Northern Trust Securities, Inc.
Based on Northern Trust Securities, Inc.
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.85% $5,000,000+: 0.75%
Account minimum: $20,000 Minimum fee: Ranges from $250 to $1,500 minimum annual fees depending on program
Fort Myers, FL
Florida
Northern Trust Securities
2000 - Present (26 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Ft. Myers, FL
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Series 66
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Series 66
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CPK Wealth Management LLC
CFP®, Series 63
Cape Coral, FL
Legacy Wealth Management, Inc.
Series 65
Fort Myers, FL
Lange Asset Management, Inc.
Series 66
Fort Myers, FL
Broaden Wealth LLC
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