Advisor at Zacks Investment Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Zacks Investment Management, Inc.
Location
Neptune, NJ
Credentials
Series 63, Series 66
Industry experience
11 years
Kevin Gaffey is a financial advisor at Zacks Investment Management, Inc. with 11 years of industry experience. He holds the Series 63 and Series 66 designations and has previously worked at Fisher Investments and Bank of America, N.A. Zacks Investment Management provides discretionary portfolio management to a diverse client base, including individuals, trusts, retirement plans, and institutional investors. The firm employs a proprietary investment process combining quantitative and qualitative analysis and offers a range of strategies and investment vehicles, operating across retail, institutional, and third-party distribution channels.
Based on Zacks Investment Management, Inc.
Based on Zacks Investment Management, Inc.
$0 - $500,000: 1.80% $500,000 - $1,000,000: 1.65% $1,000,000 - $1,500,000: 1.50% $1,500,000 - $2,000,000: 1.45% $2,000,000 - $2,500,000: 1.35% $2,500,000 - $3,000,000: 1.30% $3,000,000 - $3,500,000: 1.25% $3,500,000 - $4,000,000: 1.20% $4,000,000 - $4,500,000: 1.15% $4,500,000 - $5,000,000: 1.10% $5,000,000 - $10,000,000: 1.05% $10,000,000+: 1.00%
20% of total return above high-water mark quarterly for alternative investments; up to 20% of total return annually for qualified clients
Account minimum: $500,000 for Wealth Management Program and individual fixed-income securities accounts; $5,000 for Zacks Advantage program; $1,100,000 for clients paying performance-based fees (or $2.2 million net worth) Minimum fee: $495 per client account for Folio accounts over $50,000; $295 per client account for Folio accounts between $20,000 and $50,000; $0 under $20,000 Fee-only: Fees negotiated on a case-by-case basis for Index Services; $0.70% to 0.35% annual fees for Zacks Advantage based on asset levels
Neptune, NJ
New Jersey
Zacks Investment Management
2025 - Present (1 year)
Empower Financial Services, inc
2024 - 2025 (1 year)
UnEMPLOYED
2024 - 2024 (1 year)
Fisher Investments
2019 - 2024 (5 years)
BANK of AMERICA, N.A.
2014 - 2019 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Middletown, NJ
Joseph C. Kelly & Associates, Inc.
Series 66
Farmingdale, NJ
Coastal Financial Advisors, Inc.
CFP®
Neptune, NJ
Pathways Financial Planning
Kristen provides unbiased, comprehensive financial planning with expertise in budgeting, retirement planning, investment strategies, tax planning, and major life transitions, including divorce. Her background in education - spending a decade teaching middle school English in San Francisco and Maine- gives her a unique perspective on guiding career changers through financial transitions. She is particularly passionate about working with Childfree individuals, early retirees (and the FIRE community), those navigating divorce, and those forging non-traditional financial paths. She offers hourly financial advice for those seeking one-time guidance or a cost-effective option, divorce planning for clients managing the financial complexities of separation, and ongoing financial planning for those who want continuous support in achieving their goals. Whether you're changing careers, planning for retirement, building wealth, or facing complex financial decisions, Kristen provides knowledgeable, compassionate guidance to help you create a plan that aligns with your goals and values.
CFP®, Series 63
Belmar, NJ
Integrated Asset Management, Inc.
Series 63, Series 65
Red Bank, NJ
Olson, Cross & Alamo Advisors LLC
Series 65
Lakewood, NJ
Lakewealth Capital, LLC.
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