Advisor at Dougherty & Associates Financial Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Dougherty & Associates Financial Advisors, Inc.
Location
Buffalo, MN 55313
Credentials
CFP®, Series 66
Industry experience
23 years
Kerry Schmitz is a CFP® professional with 23 years of experience in the financial services industry. He has been with Dougherty & Associates Financial Advisors, Inc. since 2013 and also works with Independent Financial Group. Dougherty & Associates Financial Advisors, Inc. is a team-based registered investment adviser managing approximately $354 million across more than 1,000 client accounts. The firm serves individuals, retirement plans, trusts, charitable organizations, and businesses, offering discretionary and non-discretionary portfolio management with an investment approach that includes mutual funds, ETFs, equities, debt instruments, and other strategies tailored to client objectives and risk tolerance.
Based on Dougherty & Associates Financial Advisors, Inc.
Based on Dougherty & Associates Financial Advisors, Inc.
Financial consulting services fees range from $25 to $5,000, negotiable.
$0 - $4,999,999: 1.50% $5,000,000 - $9,999,999: 1.00% $10,000,000+: 0.80%
Registered representatives receive commission-based compensation on securities and insurance products separate from advisory fees.
103 Marty Drive, Suite 101
Buffalo, MN 55313
Minnesota
Dougherty & Associates Financial Advisors, Inc.
2013 - Present (13 years)
Independent Financial group
2013 - Present (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
St. Michael, MN
Investment Research Corporation
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Johnson Capital Management, LLC
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AlphaCopia
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AlphaCopia
CFA®, Series 63
Delano, MN
Stapleton Asset Management, LLC
Series 66
Buffalo, MN
Dougherty & Associates Financial Advisors, Inc.
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