Advisor at Regal Investment Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Regal Investment Advisors LLC
Location
Kapolei, HI
Credentials
Series 66
Industry experience
6 years
Kaponotuitalau Faitau is a financial advisor at Regal Investment Advisors LLC with five years of industry experience. He holds a Series 66 designation and has worked at firms including Morgan Stanley, Merrill, and Bank of America. Outside of his advisory role, he is the CEO of Pacific Island Cleaning, LLC, a commercial and residential cleaning business. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services to independent advisers and their clients, offering a range of proprietary and third-party model portfolios tailored to individual, charitable, and corporate clients.
Based on Regal Investment Advisors LLC
Based on Regal Investment Advisors LLC
Flat fee structures used for some LionShare strategies, exact amounts not specified in brochure
0.30% to 1.00% per annum depending on account value and strategy
Hourly charges reported in Part 1 but not specified in brochure text
Account minimum: $10,000 to $1,000,000 depending on strategy
Kapolei, HI
Hawaii
Regulus Financial Group, LLC
2025 - Present (1 year)
Regal Investment Advisors, LLC
2025 - Present (1 year)
Pacific Island Cleaning, LLC
2022 - Present (4 years)
Bank Of America, N.a.
2021 - 2023 (2 years)
Merrill
2021 - 2023 (2 years)
Morgan Stanley Private Bank, N.A.
2018 - 2021 (3 years)
Morgan Stanley Private Bank, N.A
2018 - 2021 (3 years)
Morgan Stanley
2018 - 2021 (3 years)
KYO - YA Inc.
2017 - 2018 (1 year)
First Hawaiian Bank
2016 - 2016 (1 year)
Bishop & Co.
2016 - 2016 (1 year)
Courtyard by Marriott
2015 - 2017 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Honolulu, HI
The Retirement Optimization Group, LLC
Series 65
Honolulu, HI
HFIR LLC
Series 65
Honolulu, HI
ECS Wealth Strategies
CFP®, Series 63, Series 65
Honolulu, HI
Apollo Wealth Management, Ltd.
CFP®, Series 63, Series 65
Honolulu, HI
CRL Advisors
CFP®, Series 66
Honolulu, HI
Pacific Wealth Partners, LLC
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