Joycelyn Tran
Advisor at LPL Enterprise
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Joycelyn Tran is a financial advisor with LPL Enterprise, holding a Series 66 designation and three years of industry experience. Her prior roles include positions at Pruco Securities LLC and The Prudential Insurance Company of America. LPL Enterprise provides advisory services through a large network of investment adviser representatives to a diverse client base, offering financial planning, consulting, and access to model portfolios and third-party asset management programs. The firm serves individuals, retirement plans, charitable organizations, and corporate clients.
Client services
Based on LPL Enterprise
Financial planning
Portfolio management
Educational seminars or workshops
Consulting and other non-discretionary advisory services
Consulting and other non-discretionary advisory services
Fee options
Flat fees for financial planning services as negotiated with the IAR.
Up to $500 per hour for financial planning and consulting services.
Fee-only: Financial planning fees typically range from $0 to $15,000 or up to $500 per hour, negotiable and may be discounted or complimentary.
Location
1731 Technology Dr, Suite 600
San Jose, CA 95110
Most active in
Joycelyn T has reported serving >5 clients in these states in the last 12 months.
California
Work history
LPL Enterprise
2024 - Present (2 years)
Pruco Securities LLC
2022 - 2024 (2 years)
The Prudential Insurance Company of America
2021 - Present (5 years)
Guild Mortgage
2020 - 2021 (1 year)
Unemployed
2019 - 2020 (1 year)
Bank of Cardiff
2019 - 2019 (1 year)
Aerotek
2019 - 2019 (1 year)
Unemployed
2019 - 2019 (1 year)
Tajima Izakaya
2016 - 2019 (3 years)
Unemployed
2012 - 2016 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Douglas A
Series 65
San Jose, CA
Andrey, Douglas
Kevin M
CFP®, Series 65
Menlo Park, CA
Oak Peak Financial
Mark L
Series 63, Series 65
Mountain View, CA
Ardent Capital
Kenneth S
CFP®
San Jose, CA
KRS Tax & Investments Inc.
Anandi K
CFP®, Series 65
Cupertino, CA
Akrish Financial Advisory
Kautilya P
Series 65
Newark, CA
Cow Capital Inc
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