Joshua Harter
Advisor at SL Capital
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Joshua Harter is a financial advisor at SL Capital in Scottsdale, AZ, holding a Series 65 designation with seven years of industry experience. His prior roles include positions at Foundations Investment Advisors, LLC, First Financial Equity Corporation, and Mobivity Holdings Corp. SL Capital provides discretionary portfolio management to individuals, trusts, estates, charitable organizations, corporations, and other business entities through a four-advisor team. The firm manages approximately $206.3 million in discretionary assets, serving about 168 clients, and uses proprietary and third-party model portfolios with day-to-day trading overseen by a sub-adviser.
Expertise
Based on SL Capital
Private / alternative investments
Options & derivatives strategies
Concentrated stock management
Wealth management
Fee options
Up to 2.00% annually, payable monthly in arrears based on average daily assets of the prior month
Commission-based compensation earned by affiliated insurance agents for insurance products sold, separate and distinct from advisory fees
Account minimum: $500,000
Location
20707 N Pima Rd, Ste 205
Scottsdale, AZ 85255
Most active in
Joshua H has reported serving >5 clients in these states in the last 12 months.
Arizona
Work history
SL Capital
2023 - Present (3 years)
Foundations Investment Advisors, LLC
2022 - Present (4 years)
First Financial Equity Corporation
2017 - 2022 (5 years)
Mobivity Holdings Corp
2015 - 2017 (2 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Scott C
CFP®, Series 63, Series 66
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Echelon Private Wealth LLC
Ryan B
Series 65
Phoenix, AZ
Betts LLC
David M
CFP®, Series 63
Scottsdale, AZ
Musser Financial Planning, LLC
Joel K
Series 63, Series 65
Scottsdale, AZ
Karpinski Financial, LLC
Sam D
Series 65
Scottsdale, AZ
DeGreen Private Wealth, LLC
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