Advisor at Mulholland Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Mulholland Wealth Advisors, LLC
Location
Johnstown, PA 15904
Credentials
CFP®, Series 63, Series 65
Industry experience
19 years
$0 - $200,000: Not explicitly stated (accounts under $200,000 generally not accepted directly) $50,000 - $200,000: Not explicitly stated (accounts $50,000-$200,000 generally accepted only if introduced by IAR) $200,000+: 1.45% annually (general management fee)
Account minimum: $200,000 generally to open an account directly with Mulholland; $50,000 minimum for clients introduced through a Mulholland Investment Advisory Representative, with accounts less than $50,000 accepted at Mulholland's sole discretion Fee-only: Financial planning fees charged separately under Mulholland dba True Peace Financial; specific fees disclosed in separate agreements.
Sequinox Wealth Management, LLC
2025 - Present (1 year)
Mulholland Wealth Advisors, LLC
2020 - Present (6 years)
Sequinox Wealth Advisors, Llc.
2019 - 2019 (1 year)
J.W. Cole Advisors, Inc.
2012 - 2020 (8 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65, Series 66
Johnstown, PA
Merrill
Richard Williams is a Senior Financial Advisor at Merrill Lynch Wealth Management. In his role, he provides financial guidance and investment advice to clients, helping them manage and grow their wealth. He holds the Personal Investment Advisor (PIA) designation, reflecting his expertise in personal investment strategies. Richard earned his bachelor's degree from St Francis University. No additional personal interests or community involvement information has been provided.
Series 63, Series 65
Johnstown, PA
Merrill
Shane Downey is a Senior Financial Advisor with Merrill Lynch Wealth Management. He holds the professional designation of Personal Investment Advisor (PIA). Mr. Downey earned a Bachelor's Degree from the United States Military Academy and a Master's Degree from George Mason University.
Series 66
Johnstown, PA
Edward Jones
Series 65
Johnstown, PA
AmeriServ Wealth Advisors Inc
Series 65
Johnstown, PA
AmeriServ Wealth Advisors Inc
CFP®, Series 66
Johnstown, PA
Mulholland Wealth Advisors, LLC
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