Joseph Zappia
Advisor at LVW Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
LVW Advisors, LLC
Location
Pittsford, NY 14534
Credentials
Series 63, Series 66
Industry experience
16 years
About
Joseph Zappia is a financial advisor with LVW Advisors, LLC in Pittsford, NY, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. He has been with LVW Advisors, operating as Zappia Family Wealth, since 2014. Outside of his advisory role, he is involved as a member in private and public securities investments through JZMS Ventures, LLC and 13 Bridge Street LLC. LVW Advisors provides investment and wealth management, financial planning, and consulting services to high-net-worth individuals, families, trusts, foundations, business entities, and institutional clients. The firm employs a customized investment approach incorporating asset allocation, diversification, and both active and passive managers, along with access to non-traditional strategies such as hedge funds and private equity.
Client services
Based on LVW Advisors, LLC
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Credit and cash management solutions, insurance solutions
Credit and cash management solutions, insurance solutions
Expertise
Based on LVW Advisors, LLC
Private / alternative investments
Real estate investing
Active portfolio management
Passive / index investing
Options & derivatives strategies
Occupation focus
Based on LVW Advisors, LLC
Executive
Founder/Business Owner
Artists or Creative
Retired
Fee options
Fixed advisory fees negotiated on a case-by-case basis in limited circumstances
$0 - $10,000,000: 1.00% $10,000,000 - $25,000,000: 0.50% $25,000,000 - $50,000,000: 0.40% $50,000,000+: 0.30%
Location
67 B Monroe Avenue
Pittsford, NY 14534
Most active in
Joseph Z has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Work history
LVW Advisors, LLC d/b/a Zappia Family Wealth
2014 - Present (12 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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