Advisor at HIGHLAND Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
HIGHLAND Financial Advisors, LLC
Location
Wayne, NJ 07470
Credentials
CFP®, Series 66
Industry experience
18 years
Joseph Goldy is a CFP® with 18 years of industry experience. He is currently with HIGHLAND Financial Advisors, LLC, where he has worked since 2020. Prior to that, he was employed at TD Ameritrade Investment Management, LLC and Scottrade, Inc. from 2006 to 2020. HIGHLAND Financial Advisors serves individuals, high-net-worth families, trusts, endowments, pension and profit-sharing plans, and small businesses. The firm employs a Modern Portfolio Theory-based investment approach, using strategic asset allocation, fundamental analysis, and diversified no-load mutual funds and ETFs, along with fiduciary services and client educational programs.
Based on HIGHLAND Financial Advisors, LLC
Flat fee of $2,000 for the "Before and Beyond Divorce" educational service.
$0+: 0.15% to 1.00% annually for Wealth Management services $0+: 0.15% to 0.80% annually for Investment Management services $0+: 0.15% to 0.80% annually for ERISA Fiduciary Investment Management services
Minimum fee: For certain client circumstances, a flat fee may be charged until Assets Under Management reach a particular level to cover Wealth Management Services. Fee-only: Flat fee of $2,000 total for the four-part educational service "Before and Beyond Divorce", payable in two installments.
1680 Route 23, Suite 210
Wayne, NJ 07470
New Jersey
HIGHLAND Financial Advisors, LLC
2020 - Present (6 years)
TD Ameritrade Investment Management, LLC
2018 - 2020 (2 years)
Td Ameritrade, Inc.
2018 - 2020 (2 years)
Scottrade, Inc.
2006 - 2020 (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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