Advisor at 10th Street Capital
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
10th Street Capital
Location
Philadelphia, PA
Credentials
CFP®, ChFC®, Series 63, Series 65
Industry experience
11 years
Joseph Defazio is a CFP® and ChFC® with 11 years of experience in financial advising. He is the sole advisor at 10th Street Capital, where he has worked since 2022, following a nine-year tenure at Northwestern Mutual. Defazio is also licensed to sell insurance products as part of his financial planning services. 10th Street Capital serves families, small business owners, and high-net-worth individuals by providing discretionary portfolio management and financial planning. The firm employs a primarily passive investment approach using model portfolios with ETFs across multiple asset classes, incorporates insurance products, and operates with discretionary trading authority based on clients’ written Investment Policy Statements.
Based on 10th Street Capital
One-time fixed fees between $3,000 and $20,000
$0 - $2,500,000: 0.75% $2,500,001 - $7,500,000: 0.50% $7,500,001+: 0.25%
$300 per hour
Retainer fees between $3,000 and $20,000 based on duration and scope, paid quarterly in advance
Account minimum: $5,000
Philadelphia, PA
New Jersey · Pennsylvania
10th Street Capital LLC
2022 - Present (4 years)
NORTHWESTERN MUTUAL
2013 - 2022 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFA®
Philadelphia, PA
Carey Investment Solutions LLC
Series 66
Bensalem, PA
Conroy Capital LLC
CFP®, Series 65
Philadelphia, PA
Pocket Project
Series 65
Wayne, PA
Acadia Investment Advisors LLC
CFP®
Bryn Mawr, PA
Earndex, LLC
I founded Earndex to help others find and remain on a path to financial security. I have deep expertise in all subject areas of financial planning including investments, retirement planning, insurance, tax planning, employee benefits, estate planning, and more. My job is to ensure you stay on course to achieve your long-term financial goals. While I work with a broad range of clients, I have significant experience working with business owners, particularly with solo service providers. Outside of work, I am a dedicated husband and father of two. I enjoy skiing, golf, and cooking for family and friends.
Series 65
Philadelphia, PA
Global Portfolios, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")