Advisor at Axient Investment Advisors LLC
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Firm
Axient Investment Advisors LLC
Location
Huntsville, AL 35801
Credentials
Series 66
Industry experience
22 years
Joseph Gallagher Jr. is a financial advisor with Axient Investment Advisors LLC, holding a Series 66 designation and 22 years of industry experience. He previously worked at StoneX Advisors Inc. and Stonex Securities Inc. Outside of his advisory role, he serves as president of a local homeowners association and is involved in real estate sales through 4G Sales, LLC. Axient Investment Advisors LLC is an SEC-registered firm providing discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, retirement plans, institutions, and other entities. The firm utilizes proprietary models, third-party money managers, and custodial arrangements, and offers ERISA/pension consulting and educational seminars in addition to traditional advisory services.
Based on Axient Investment Advisors LLC
Based on Axient Investment Advisors LLC
Financial Planning fixed fees up to $5,000 or $10,000; Financial Consulting fixed fees up to $10,000
Negotiable up to 2.00% annually (1.50% for annuity allocations)
Commissions for insurance sales and securities sales through affiliated broker-dealer StoneX Securities Inc.
Up to $500/hour for Financial Planning and Consulting services
Account minimum: $25,000 (may be waived at discretion) Fee-only: Financial Planning: up to $5,000 fixed fee (under $10 million in assets), up to $10,000 fixed fee (over $10 million); up to $500/hour hourly rate; Financial Consulting: up to $10,000 fixed fee, up to $500/hour hourly rate
403 Madison St Se, 2 Nd Fl
Huntsville, AL 35801
Alabama · Texas
StoneX Advisors Inc
2016 - 2026 (10 years)
Stonex Securities Inc
2014 - Present (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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