Advisor at Catawba River Capital
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Catawba River Capital
Location
Lake Wylie, SC 29710
Credentials
Series 65
Industry experience
2 years
Based on Catawba River Capital
Based on Catawba River Capital
$150 per hour for financial planning services, negotiable
Account minimum: $500,000 Minimum fee: $5,000 annual minimum fee for clients with less than $500,000 AUM, charged quarterly at $1,250 and may be waived in certain circumstances
4100 Charlotte Hwy.
Lake Wylie, SC 29710
South Carolina
R.P. Boggs & Co. Wealth Management
2023 - Present (3 years)
Core Scientific
2021 - 2023 (2 years)
Flexential
2019 - 2021 (2 years)
PricewaterhouseCoopers
2014 - 2019 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Charlotte, NC
Lake Effect Wealth LLC
CFP®
Charlotte, NC
Flat Fee Financial LLC
As a comprehensive financial planning firm we can assist you with your investment management, social security, debt management, budgeting, net-worth tracking, overall organization, tax planning, charitable planning, insurance review, and much more. As a flat fee firm we know the stock market isn't the only solution for your investment problems and love to brainstorm real estate, small business, private credit, and other alternative investment options that lead to the main goal. To improve your financial life and increase your net-worth. If you want a second set of eyes on your investments or financial decisions then feel free to give us a call and we'll talk through if we are a good fit for you. If not, then we will point you in the right direction.
Series 65
Charlotte, NC
Goldfarb Wealth Advisors
CFP®, Series 63, Series 65
Charlotte, NC
Ocean Advisors, LLC
CFP®, CFA®, Series 63, Series 65
Charlotte, NC
Forward Wealth Management, LLC
CFP®, Series 63, Series 66
Charlotte, NC
Front Porch Financial Advisory
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")