Advisor at B. Riley Wealth Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Oxford, MS
Credentials
Series 63, Series 65
Industry experience
11 years
Jon Cullen is a financial advisor with B. Riley Wealth Advisors, Inc. in Oxford, MS, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. His prior roles include positions at FTB Advisors, Inc. and Valic Financial Advisors. He is also involved with T.H.E Wealth Management, a marketing name for financial securities business conducted through B. Riley Wealth Management. B. Riley Wealth Advisors, Inc. is an SEC-registered advisory firm managing approximately $7.03 billion in client assets through 274 advisors. The firm provides a wide range of services, including advisory programs, financial planning, and retirement solutions, serving individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.
Based on B. Riley Wealth Advisors, Inc.
Financial planning services may be billed on a flat fee basis as negotiated
$0 - $250,000: 2.50% to 2.75% $250,000 - $1,000,000: 2.25% to 2.50% $1,000,000+: 1.75% to 2.00%
Commission-based fees for brokerage services through affiliated broker-dealer BRWM
Financial planning services may be billed on an hourly basis as negotiated
Account minimum: $25,000 (negotiable depending on client household, relationship, type, and size of account) Minimum fee: Annual account fee typically $75, may vary based on administrative/transaction fee schedule Fee-only: Financial planning and consulting fees negotiated individually, may be flat fee or hourly rate
Oxford, MS
Mississippi
B. Riley Wealth Advisors
2022 - Present (4 years)
B.Riley Wealth Management
2019 - Present (7 years)
FTB Advisors, Inc.
2015 - 2019 (4 years)
Valic Financial Advisors
2014 - 2019 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Oxford, MS
Fruge' Capital Advisors, LLC (formerly Oxford Investment Adv)
Don Fruge is a financial advisor with Fruge' Capital Advisors, LLC, holding a Series 65 designation and 18 years of industry experience. He has worked with Oxford Investment Advisors since 2009 and also serves as a partner at Fruge' Law Firm, PLLC, where he provides legal services unrelated to investment advisory. Fruge' Capital Advisors serves individuals and families, including high-net-worth clients, as well as nonprofits, trusts, estates, and retirement plans. The firm offers fee-only investment management and financial planning, using globally diversified, multi-asset class portfolios that combine passive index ETFs with tactical overlays and selected active managers. Its affiliation with a law practice allows coordination on tax, estate, and charitable planning when clients engage those services.
Series 65
Oxford, MS
Fruge' Capital Advisors, LLC (formerly Oxford Investment Adv)
Don Fruge is a financial advisor at Fruge' Capital Advisors, LLC with 18 years of industry experience. He holds a Series 65 designation and has worked at Oxford Investment Advisors, PLLC since 2009. In addition to his advisory role, Fruge is a partner at Fruge' Law Firm, PLLC, where he provides legal services. He has also been affiliated with the University of Mississippi since 1971. Fruge' Capital Advisors serves individuals and families, including high-net-worth clients, as well as nonprofits, trusts, estates, and retirement plans. The firm offers fee-only investment management and financial planning, utilizing globally diversified, multi-asset class portfolios with a strategic core based on modern portfolio theory and passive index ETFs, complemented by tactical overlays and selected active managers.
Series 63, Series 65
Oxford, MS
Hardy Reed, LLC
John Hardy is a financial advisor at Hardy Reed, LLC in Oxford, MS, with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Hardy Reed since 2011. Hardy Reed provides financial planning, wealth management, and investment management services to individuals, trusts, estates, and institutional clients. The firm employs a customized financial planning process with a focus on fundamental analysis and long-term strategies, offering both discretionary portfolio management and nondiscretionary advice.
CFA®, Series 63, Series 65
Oxford, MS
Hardy Reed, LLC
Gary Wilson is a CFA® charterholder with three years of industry experience, currently serving as a financial advisor at Hardy Reed, LLC. His prior experience includes roles at ALPS Distributors, Inc and Vulcan Value Partners, as well as a long tenure at Southeastern Asset Management. Outside of his advisory work, he is involved with Magnolia By the Sea, LLC, managing a vacation rental property. Hardy Reed provides financial planning, wealth management, and investment management services to individuals, trusts, estates, and institutional clients. The firm employs a fundamental, long-term investment approach and offers fiduciary and pension consulting services, managing approximately $2.36 billion in discretionary assets.
Series 63, Series 65
Oxford, MS
Hardy Reed, LLC
Kenneth Parkinson is a financial advisor at Hardy Reed, LLC in Oxford, MS, with 21 years of industry experience. He holds Series 63 and Series 65 designations and has been with Hardy Reed since 2011. Hardy Reed provides financial planning, wealth management, and investment services to individuals, trusts, estates, and institutional clients, including pension and profit-sharing plans. The firm uses a customized financial planning process and primarily employs fundamental analysis with long-term investment strategies, offering both discretionary portfolio management and nondiscretionary advice.
CFP®, Series 66
Oxford, MS
Barnes Pettey Financial Advisors, LLC
Andrew Yee is a CFP® professional with 18 years of industry experience. He is affiliated with Barnes Pettey Financial Advisors, LLC and previously worked at Raymond James Financial Services. Yee holds a Series 66 license and is also a licensed independent life insurance agent. Barnes Pettey Financial Advisors, LLC serves individuals, families, trusts, estates, charitable organizations, corporations, and retirement plans with discretionary and non-discretionary investment management and financial planning. The firm manages approximately $1.1 billion in client assets through a team of eight advisors, offering tailored portfolios that incorporate a range of investment vehicles and ongoing comprehensive financial planning.
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