Advisor at Rosenthal | Henry Capital Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Rosenthal | Henry Capital Advisors, Inc.
Location
Mishawaka, IN 46545
Credentials
Series 65
Industry experience
14 years
John Rosenthal is a financial advisor with Rosenthal | Henry Capital Advisors, Inc., holding a Series 65 credential and bringing 14 years of industry experience. He has led John W. Rosenthal Capital Management, Inc. since 2011 and previously worked at Rosenthal Partners Capital Advisors LLC. Outside of his advisory work, he serves as co-managing member of Rosenthal Cypress Hammock, LLC, an investment-related entity where he monitors investments on a limited basis. Rosenthal | Henry Capital Advisors provides discretionary portfolio management exclusively to three privately offered pooled investment funds, serving accredited, institutional, and qualified limited partners. The firm focuses on publicly traded bank and thrift holding companies, combining quantitative financial modeling with qualitative due diligence, and employs a sector-specialized strategy with the ability to use various investment techniques to manage exposure.
Based on Rosenthal | Henry Capital Advisors, Inc.
Below $500,000 - $500,000: 2.00% $500,000 - $999,999: 2.00% on first $500,000, 1.25% thereafter $1,000,000 - $1,999,999: 1.25% on first $1,000,000, 1.00% thereafter $2,000,000 - $2,999,999: 1.00% on first $2,000,000, 0.75% thereafter $3,000,000 - $4,999,999: 0.75% on first $3,000,000, 0.66% thereafter $5,000,000+: 0.66%
Up to 17.5% of net capital appreciation above high-water mark for OFV; up to 15.0% of net capital appreciation above high-water mark for LP and QP; performance fees are negotiable and paid annually in arrears.
Account minimum: $100,000
4220 Edison Lakes Parkway, Suite 310
Mishawaka, IN 46545
Indiana
John W.. Rosenthal Capital Management, Inc.
2011 - Present (15 years)
Rosenthal Partners Capital Advisors LLC
2009 - 2016 (7 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFA®, Series 65
Granger, IN
Devotion Capital Management
CFP®, Series 63, Series 65
South Bend, IN
Mehta Money, LLC
CFP®, Series 63, Series 65
Elkhart, IN
Relevant Financial Advisors LLC
CFP®
South Bend, IN
Kingdom Financial
Kingdom Financial is a personally accessible CFP®/CKA® practice serving Christian families across the rural Midwest who are seeking to align their resources with God's heart. Founded in 2023 by Lance Ludwig, the firm provides comprehensive financial planning and integrated wealth management with Christ at the center, delivered through deeply personal partnership. We serve married couples in late career or retirement who are navigating complexity and longing for a trusted guide who shares their faith. Our passion is to see clients grow in freedom, joy, and purpose as they deepen their relationship with Christ. Clients experience the capacity to focus increasingly on faith, family, and Kingdom impact. Lance Ludwig, CFP®, CKA®, is the founder of Kingdom Financial, a personally accessible financial planning and wealth management practice serving Christian families across the rural Midwest. With a Master of Finance, eight years of teaching experience, and more than a decade in financial planning, Lance is deeply committed to discipleship through comprehensive planning. His passion is helping families align their resources with God's heart so they grow in freedom, joy, purpose, and a deeper relationship with Christ.
Series 66
Granger, IN
Integrity Wealth Advisors
CFP®, Series 63
South Bend, IN
Creative Financial Planning Advisors, Inc.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")