Advisor at Transamerica Financial Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Transamerica Financial Advisors
Location
Cincinnati, OH 45246
Credentials
Series 65
Industry experience
31 years
John Kaine is a financial advisor at Transamerica Financial Advisors with over 31 years of industry experience. He holds a Series 65 designation and has worked with firms including Nationwide Securities, Nationwide Insurance, and World Financial Group. He is also the owner of Kaine Insurance LLC, a property and casualty insurance agency. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individuals, employer-sponsored plans, trusts, estates, and businesses. The firm utilizes model portfolios and third-party managers to implement its advisory services through multiple program platforms.
Based on Transamerica Financial Advisors
Based on Transamerica Financial Advisors
$0 - $10,000: 0.65% (Transamerica ALPHA Standard Service Model) $10,001+: 0.95% (Transamerica ALPHA Premier Service Model applies 0.95% on assets above $10,000, 0.65% on assets $10,000 and below)
Commission-based compensation for fixed insurance products through affiliated insurance agency and broker-dealer activities
Minimum fee: For TFA365 Advisory Program accounts below minimum, a minimum annual account fee applies, e.g., $150 minimum annual fee (approximately $12.50 per month) Fee-only: Advisory fees charged as a percentage of assets under management in advisory programs; no commissions for advisory services
11421 Chester Road
Cincinnati, OH 45246
Ohio
Transamerica Financial Advisors, Inc
2020 - Present (6 years)
World Financial Group, Inc.
2020 - Present (6 years)
Nationwide Agency Trails
2003 - Present (23 years)
John C Kaine
2003 - Present (23 years)
Nationwide Securities, Inc
1994 - 2020 (26 years)
Kaine Insurance Llc
1993 - Present (33 years)
Nationwide Insurance Co
1993 - 2020 (27 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
PFS™, Series 63, Series 65
Cincinnati, OH
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J1 Capital LLC
CFA®, Series 63, Series 65
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Virgil Wealth Advisory
Series 65
Mason, OH
UIS Investment Management LLC
CFA®, Series 63
Cincinnati, OH
Ten Talents Asset Management
CFP®, Series 66
Cincinnati, OH
Phase Line Financial
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