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John Davis

Advisor at NRG Wealth Management

Updated today

Location

Oro Valley, AZ 85737

Credentials

CFP®, Series 63, Series 65

Industry experience

31 years

About

John Davis is a CFP® professional with 30 years of experience in the financial advisory industry. He has been with NRG Wealth Management since 2003 and previously worked at LPL Financial LLC and United Capital Financial Advisers, LLC. Outside of his advisory role, he is an author who maintains a book, related classes, and a blog. NRG Wealth Management serves individual and high-net-worth clients with discretionary portfolio management and modular financial guidance, employing a Blueprint process and a core-and-satellite investment approach tailored to each client’s goals and circumstances.

Client services

Based on NRG Wealth Management

Financial planning Portfolio management

Expertise

Based on NRG Wealth Management

General retirement planning Income planning

Fee options

Fixed

Minimum fixed fee for financial guidance is $2,500.

Percentage

<$30,000 - $29,999: $360 minimum fee $30,000 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.15% $2,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.75% $10,000,001 - And Up: Negotiable

Project-based

Hourly fee for financial guidance at $450 per hour.

Other

Account minimum: No minimum account size required, but each service has a minimum fee which may be waived at NRG's discretion Minimum fee: Minimum fees apply for each service; e.g., $360 minimum for portfolio management under $30,000 assets. Fee-only: Financial guidance fees can be hourly ($450/hour), fixed fee (minimum $2,500), or percentage of assets under advisement with tiers starting at $10,000 minimum fee for < $3,500,000 AUA, 0.30% for $3,500,000–$5,000,000, 0.20% for $5,000,001–$10,000,000, and negotiable above $10,000,001.

Location

12115 North Oracle Road, Suite 151

Oro Valley, AZ 85737

Most active in

Arizona · California · Colorado · Nebraska · Texas

Work history

United Capital Financial Advisers, LLC

2017 - 2017 (1 year)

LPL Financial

2003 - 2017 (14 years)

NRG Wealth Management

2003 - Present (23 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John S

Series 63, Series 65

Tucson, AZ

GuideSource Capital Management, LLC

John Sturtevant is a financial advisor at GuideSource Capital Management, LLC with 19 years of industry experience. He has held his current position since 2017 and previously worked at Greenberg Financial Group. Outside of advising, he serves as a director of strategic development and board member for CorporateCARE Solution, Inc., a company providing backup child and adult care benefits for employers. GuideSource Capital Management offers discretionary portfolio management to individual and high-net-worth clients, utilizing a range of analytical techniques and investment strategies across multiple asset classes. The firm manages a concentrated client base with accounts held at Schwab Institutional.

Options & derivatives strategies Real estate investing Annuities
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Wendy H

Series 63, Series 65

Tucson, AZ

Hobbs Advisory Services

Wendy Hobbs is a financial advisor with LPL Financial in Tucson, AZ, holding Series 63 and Series 65 credentials and bringing 44 years of industry experience. She has operated Hobbs Advisory Services since 2009 and has been with LPL Financial since 2004. Outside of her advisory roles, she is a notary public for the State of Arizona. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of financial planning, model-portfolio advisory, and asset management solutions supported by an in-house research team and a large network of investment adviser representatives.

General retirement planning
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Nathan F

Series 65

Tucson, AZ

Agave Wealth Advisors

Nathan Frederico is a financial advisor at Agave Wealth Advisors in Tucson, AZ, holding a Series 65 designation with 14 years of industry experience. He has worked at several firms, including Mayfield Investment Management and Jamestown Wealth Management, and serves as president and sole owner of Mayfield Financial & Estate Protection Services, an insurance agency. Agave Wealth Advisors provides financial planning and investment management to both individual and institutional clients, employing a mix of fundamental, strategic, and technical analysis to guide portfolio construction and oversight. The firm is notable for combining discretionary portfolio management with affiliated insurance services, serving a diverse client base that includes pensions, trusts, and business entities.

Annuities Life insurance needs analysis
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Darla E

Series 65

Oro Valley, AZ

D Squared Capital Management, LLC

Darla East is the sole advisor at D Squared Capital Management, LLC, an independent firm based in Oro Valley, AZ. She holds a Series 65 designation and has 21 years of industry experience, including 16 years managing portfolios at D Squared Capital Management. The firm provides discretionary investment supervisory services to individuals, trusts, estates, charitable organizations, and business entities, offering both wrap fee and non-wrap advisory programs. Its investment approach combines fundamental, technical, charting, and cyclical analysis, utilizing a range of strategies including active trading, option-based positions, and margin use.

Options & derivatives strategies
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Luis R

Series 63, Series 65

Tucson, AZ

RIHO Partners, LLC

Luis Rivera Hopkins is the sole advisor at RIHO Partners, LLC, an independent firm based in Tucson, Arizona. He holds Series 63 and Series 65 licenses and has eight years of industry experience, including two years as a private investor prior to founding RIHO Partners in 2017. RIHO Partners provides discretionary portfolio management services primarily to high-net-worth individuals and corporate clients, including a significant number of non-U.S. relationships. The firm employs a fundamental analysis approach with a multi-year horizon, utilizing a concentrated portfolio strategy and a broad range of investment tools such as foreign securities, derivatives, and short sales.

Options & derivatives strategies Concentrated stock management Founder/Business Owner
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John G

Series 63, Series 65

Marana, AZ

Jaguar Investment Services, Ltd

John Gareau is the sole advisor at Jaguar Investment Services, Ltd., an independent firm based in Marana, Arizona. He holds Series 63 and Series 65 licenses and has 18 years of industry experience. Gareau has been with Jaguar Investment Services since 1987. Jaguar Investment Services provides investment supervisory services and individualized portfolio management to a small client base that includes individuals, trusts, estates, and corporate clients. The firm emphasizes continuous, discretionary management primarily using no-load mutual funds and exchange-traded funds, tailoring portfolios to clients' objectives, risk tolerance, and liquidity needs.

Passive / index investing
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