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John Baughman

Advisor at Baughman Financial Group

Updated today
Baughman Financial Group logo

Firm

Baughman Financial Group

Location

Novato, CA 94945

Credentials

Series 63, Series 65

Industry experience

33 years

About

John Baughman is a financial advisor with Baughman Financial Group in Novato, CA, holding Series 63 and Series 65 licenses and 33 years of industry experience. He has worked at First Allied Securities, Inc. from 2008 to 2018 and has been with Baughman Wealth Advisors Inc. and Baughman Financial Group since 2008 and 1999, respectively. Baughman Wealth Advisors, operating as Baughman Financial Group, provides portfolio management, financial planning, retirement and estate planning, and consulting services to individuals, families, trusts, foundations, charitable organizations, and various institutional clients. The firm employs a combination of fundamental, modern portfolio theory, technical, and cyclical analysis to create customized portfolios and offers discretionary management, insurance product sales, and educational seminars.

Client services

Based on Baughman Financial Group

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops Consultations

Expertise

Based on Baughman Financial Group

Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Charitable giving & philanthropy Equity Recipients (RS/RSU, SOP, ESPP)

Occupation focus

Based on Baughman Financial Group

Founder/Business Owner Executive

Fee options

Commissions

Commissions received from sales of insurance products; usual and customary commissions from insurance companies

Project-based

$300 per hour for consultations and financial planning services

Other

Account minimum: $500,000 Fee-only: $300 per hour for financial planning and consulting services; financial planning fees range from $3,000 to $10,000

Location

7250 Redwood Blvd, Suite 300

Novato, CA 94945

Most active in

California · Texas

Work history

First Allied Securities, Inc.

2008 - 2018 (10 years)

Baughman Wealth Advisors Inc.

2008 - Present (18 years)

Baughman Financial Group

1999 - Present (27 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John C

Series 66

Petaluma, CA

Cruse Investments

General retirement planning
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Karl H

CFA®, Series 63

Larkspur, CA

Longview Investment Management

Concentrated stock management Tax-loss harvesting Active portfolio management
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John J

Series 63, Series 65

Petaluma, CA

John Schooler Jones LLC

General retirement planning Wealth management
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David M

Series 63, Series 65

San Rafael, CA

Madden Creek Advisors

Private / alternative investments Real estate investing

L.J. J

CFP®, CPA

Petaluma, CA

Developing Financial

“I want to make the right decisions but I don’t have time to figure it out on my own.” “Can you help me with my student loans? This is more complicated than I thought it would be.” “How do I invest? I know it’s important but I don’t know the best way to do it and I don’t want to mess it up” Have you said any of these before? You’re not alone if you have. I have heard these statements from many lawyers I’ve met throughout my wife’s time in law school and her legal career. As a CPA, CFP, and someone who has worked in financial planning, I have seen young people who are overwhelmed about managing their personal finances. I have also seen people near retirement who unfortunately didn’t make good financial decisions and now have to modify their future lifestyles because of their financial situations. I hate seeing people not achieve everything they want in life because they can’t afford their dream lifestyle. So I set out to change that. My mission is to help young lawyers establish a strong financial foundation early in their careers so they can capitalize on future opportunities instead of trying to fix financial mistakes. So I created the Developing Financial Process. My process identifies what is most important to you, analyzes your current financial situation, builds a comprehensive financial plan, implements the plan, adapts the plan as your life changes on an ongoing basis, and most importantly educates and empowers you throughout the entire process. My process helps you pay off your student loans completely, invest effectively, save and spend intentionally, and achieve your financial goals and ambitions. I believe that everyone should live their dream life without worrying about their finances. I live what I preach and when I’m not working, I am out living. I love to travel and have visited many states and countries. My family and I go camping, spend time at the beach, and visit friends and family as often as possible. I truly love educating and empowering people to live their ideal life. I hope you reach out to learn more about my process and how financial planning can benefit young lawyers like yourself!

Student loan debt Attorney Gen Y/Millennials (Born 1980-1995) Young Professionals
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E. W

Series 63, Series 65, Series 66

Petaluma, CA

Sustainvest Asset Management, LLC

ESG / Sustainable investing Wealth management
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