Advisor at Sullivan Investment Management LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Sullivan Investment Management LLC
Location
Wisconsin Rapids, WI 54495
Credentials
Series 63, Series 65
Industry experience
22 years
Joel Sullivan is a financial advisor at Sullivan Investment Management LLC with 22 years of industry experience. He has been with Sullivan Investment Management since 2017 and previously worked at Buena Vista Investment Management for 14 years. He holds Series 63 and Series 65 licenses. Sullivan Investment Management serves individual and institutional investors, including high-net-worth individuals, corporate pension and profit-sharing plans, charitable institutions, foundations, and endowments. The firm offers discretionary portfolio management using a combination of internal fundamental research, technical analysis, and third-party research, with investment strategies spanning equity, balanced, and fixed-income mandates.
Based on Sullivan Investment Management LLC
$0 - $1,000,000: 1.0% (Custom Investment Services Program); 0.8% (Diversified Mutual Fund Program) $1,000,001 - $1,500,000: 0.8% (Custom Investment Services Program); 0.6% (Diversified Mutual Fund Program) $1,500,001+: 0.4% (Custom Investment Services Program); 0.3% (Diversified Mutual Fund Program)
Account minimum: $200,000 Minimum fee: $800 minimum annual fee Fee-only: Fees are charged as asset-based fees plus a base fee; no commissions are received by the firm
320 W Grand Ave, Ste 303
Wisconsin Rapids, WI 54495
Florida · Michigan · Wisconsin
Sullivan Investment ManagementLLC
2017 - Present (9 years)
Buena Vista Investment Management
2003 - 2017 (14 years)
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Wisconsin Rapids, WI
Buena Vista Investment Management LLC
Series 65
Stevens Point, WI
Evexia Wealth, LLC
CFP®, CFA®, Series 66
Stevens Point, WI
Evexia Wealth, LLC
Series 63, Series 65
Stevens Point, WI
Evexia Wealth, LLC
CFP®, Series 63, Series 65
Stevens Point, WI
Evexia Wealth, LLC
Series 63, Series 65
Stevens Point, WI
Chicago Capital Management Advisors, LLC
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