Advisor at The Fiduciary Alliance
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Firm
The Fiduciary Alliance
Location
St. Simons, GA
Credentials
Series 63, Series 65
Industry experience
13 years
Joe Tracy is a financial advisor with The Fiduciary Alliance in St. Simons, GA, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. His prior experience includes 13 years at Bison Wealth, LLC, followed by roles at Fiduciary Alliance, LLC and Parallel Financial. The Fiduciary Alliance provides discretionary portfolio management and comprehensive financial planning primarily to individual and high-net-worth clients, as well as other investment advisers. The firm’s investment approach combines fundamental, technical, cyclical, and charting analyses, with options for third-party manager allocations, and it operates a multi-division network with distinctive features such as performance-based carried interest arrangements and advisory services to other advisers.
Based on The Fiduciary Alliance
Based on The Fiduciary Alliance
Financial planning fixed fee between $500 and $40,000, negotiable
$0 - $150,000: $150,000+: Up to 2.00% annually, negotiable, blended tiered fee schedule applied to daily average account value
Commissions received from sale of securities and insurance products by registered representatives, including trail fees from mutual funds
Financial planning hourly fee $350 per hour, negotiable
Performance-based fees (carried interest) up to 25% of profits on specific alternative investments, calculated and paid at the end of the holding period
Account minimum: $150,000 Fee-only: Financial planning fixed fees from $500 up to $40,000 (negotiable); hourly financial planning fees at $350 per hour (negotiable); estate planning fees $1,000 - $3,000 (negotiable)
St. Simons, GA
Georgia · North Carolina
Parallel Financial
2024 - Present (2 years)
Fiduciary Alliance, LLC
2024 - Present (2 years)
Bison Wealth, LLC
2011 - 2024 (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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