Advisor at Castle Rock Wealth Management, LLC
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Location
Kellogg,, ID
Credentials
Series 63, Series 65
Industry experience
45 years
Joan Block is a financial advisor at Castle Rock Wealth Management, LLC with 45 years of industry experience. She previously worked at First Allied Securities, Inc. for 24 years and at Private Client Services for one year. Castle Rock Wealth Management provides investment advisory, financial planning, and retirement plan consulting to individuals, trusts, estates, and business entities. The firm manages approximately $521.8 million for nearly 1,900 clients through a team of eight advisors, combining fundamental and technical analysis with active trading strategies and ongoing portfolio monitoring.
Based on Castle Rock Wealth Management, LLC
Based on Castle Rock Wealth Management, LLC
$0+: up to 1.65% annually for Comprehensive Portfolio Management $0+: up to 1.00% for Financial Planning & Consulting (percentage of assets under advisement) $0+: up to 1.25% for Retirement Plan Consulting (percentage of Plan assets under management)
Advisory representatives are also registered representatives and can receive commissions from sale of securities and insurance products; commissionable sales create a conflict of interest.
Kellogg,, ID
California · Idaho
Private Client Services
2018 - 2019 (1 year)
Castle Rock Wealth Management
2016 - Present (10 years)
First Allied Securities, INC.
1994 - 2018 (24 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
Kellogg, ID
LPL Financial
Cary Wong is a CFP® with 24 years of industry experience, currently affiliated with LPL Financial in Spokane Valley, WA. He has been with LPL Financial and its predecessor firm since 2007. Outside of his advisory role, Wong is involved in insurance services and holds partial ownership in other investment-related business entities. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team and combines large-scale advisory operations with non-advisory product offerings such as insurance and annuities.
Series 63, Series 66
Wallace, ID
Principal Financial Services
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